Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
+---+-----------------------------------+---+----------------------------------+ |1. |Name of the issuer |2. |State whether the notification | | | | |relates to | | |Rathbone Brothers Plc | |(i) a transaction notified in | | | | |accordance with DTR 3.1.2 R, | | | | |(ii) a disclosure made in | | | | |accordance LR 9.8.6R(1) or | | | | |(iii) a disclosure made in | | | | |accordance with section 793 of the| | | | |Companies Act (2006). | | | | | | | | | |(i) | | | | | | +---+-----------------------------------+---+----------------------------------+ |3. |Name of person discharging |4. |State whether notification relates| | |managerial | |to a person | | |responsibilities/director | |connected with a person | | | | |discharging managerial | | | | |responsibilities/director named in| | |Richard Smeeton | |3 and identify the connected | | | | |person | | | | | | | | | |Notification in respect of the | | | | |PDMR and his spouse | | | | | | +---+-----------------------------------+---+----------------------------------+ |5. |Indicate whether the notification |6. |Description of shares (including | | |is in respect of a holding of the | |class), debentures or derivatives | | |person referred to in 3 or 4 above | |or financial instruments relating | | |or in respect of a non-beneficial | |to shares | | |interest | | | | | | | | | |Beneficial interest | |Ordinary shares of 5p | | | | | | +---+-----------------------------------+---+----------------------------------+ |7. |Name of registered shareholders(s) |8. |State the nature of the | | |and, if more than one, the number | |transaction | | |of shares held by each of them | | | | | | | | | |Rathbone Nominees Ltd. | | | | | | |Share sale | | | | | | +---+-----------------------------------+---+----------------------------------+ |9. |Number of shares, debentures or |10.|Percentage of issued class | | |financial | |acquired (treasury shares of that | | |instruments relating to shares | |class should not be taken into | | |acquired | |account when calculating | | | | |percentage) | | | | | | | |N/a | |N/a | | | | | | +---+-----------------------------------+---+----------------------------------+ |11.|Number of shares, debentures or |12.|Percentage of issued class | | |financial | |disposed (treasury shares of that | | |instruments relating to shares | |class should not be taken into | | |disposed | |account when calculating | | | | |percentage) | | | | | | | |1,400 | |0.003% | | | | | | +---+-----------------------------------+---+----------------------------------+ |13.|Price per share or value of |14.|Date and place of transaction | | |transaction | | | | | | |27 November 2015, London | | |£22.00 | | | | | | | | +---+-----------------------------------+---+----------------------------------+ |15.|Total holding following |16.|Date issuer informed of | | |notification and total percentage | |transaction | | |holding following notification (any| | | | |treasury shares should not be taken| | | | |into account when calculating | | | | |percentage) | | | | | | | | | |85,399 (0.178%) | |30 November 2015 | | | | | | +---+-----------------------------------+---+----------------------------------+
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
+---+----------------------------------+---+-----------------------------------+ |17.|Date of grant |18.|Period during which or date on | | | | |which exercisable | | | | | | | | | | | | | | | | +---+----------------------------------+---+-----------------------------------+ |19.|Total amount paid (if any) for |20.|Description of shares or debentures| | |grant of the option | |involved (class and number) | | | | | | | | | | | | | | | | +---+----------------------------------+---+-----------------------------------+ |21.|Exercise price (if fixed at time |22.|Total number of shares or | | |of grant) or | |debentures over which options held | | |indication that price is to be | |following notification | | |fixed at the time of exercise | | | | | | | | | | | | | | | | | | +---+----------------------------------+---+-----------------------------------+
+---+--------------------------+---+-------------------------------------------+ |23.|Any additional information|24.|Name of contact and telephone number for | | | | |queries | | | | | | | |N/a | |Richard Loader 020 7399 0000 | | | | | | +---+--------------------------+---+-------------------------------------------+
+---------------------------------------------------------------------------+ | Name of authorised official of issuer responsible for making notification | | | | Richard Loader | | Company Secretary | | | | Date of notification | | | | 30 November 2015 | | | +---------------------------------------------------------------------------+
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
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Source: Rathbone Brothers Plc via GlobeNewswire [HUG#1970293]
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