DJ Form 8 (DD) PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Daily Mail and General Trust plc (DMGT) Form 8 (DD) PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS) 08-Dec-2021 / 14:31 GMT/BST Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.
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FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Paul Zwillenberg
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
N/A
The naming of nominee or vehicle companies is insufficient. For a trust,
the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this
form relates: Daily Mail and General Trust plc ("DMGT")
Use a separate form for each offeror/offeree
(d) Status of person making the disclosure:
Person acting in concert with the offeror
e.g. offeror, offeree, person acting in concert with the offeror/offeree (Rothermere Continuation Limited)
(specify name of offeror/offeree)
(e) Date dealing undertaken: 7 December 2021
(f) In addition to the company in 1(c) above, is the discloser making
disclosures in respect of any other party to the offer? N/A
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security:
DMGT 12.5p (non-voting) A ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 506,505 0.24 Nil Nil
(2) Cash-settled derivatives:
Nil Nil Nil Nil
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: Nil Nil Nil Nil
506,505 0.24 Nil Nil
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in
relation to which subscription DMGT 12.5p (non-voting) A Ordinary
right exists:
DMGT DMGT DMGT DMGT DMGT DMGT
Plan name Deferred Deferred Deferred Executive Executive Executive
Bonus Plan Bonus Plan Bonus Plan Director Director Director
LTIP LTIP LTIP
Award date 06.12.2018 10.12.2019 23.11.2021 31.03.2021 31.03.2021 23.11.2021
Vesting date 06.12.2020 10.12.2021 23.11.2023 30.09.2029 30.09.2030 30.09.2031
Option price Nil Nil Nil Nil Nil Nil
Unvested
options / Nil 37,897 47,118 766,540 707,815 528,750
Details, including nature of the awards
rights concerned and relevant
percentages: Vested options 52,685 Nil Nil Nil Nil Nil
/ awards
Total options 707,815
/ awards 55,204** 37,897 47,118 766,540 528,750
outstanding
**The total number of options was adjusted pursuant to DMGT's sale of its stake
in Euromoney.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1 (c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Purchase/sale Class of relevant security Number of securities Price per unit N/A N/A N/A N/A
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Purchases/ Class of relevant sales Total number of Highest price per unit paid/ Lowest price per unit paid/ security securities received received N/A N/A N/A N/A N/A
(b) Cash-settled derivative transactions
Product Nature of dealing
Class of relevant description Number of reference Price per
security e.g. opening/closing a long/short position, increasing/ securities unit
e.g. CFD reducing a long/short position
N/A N/A N/A N/A N/A
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Type
Class of Product Writing, Number of securities Exercise Option money
relevant description e.g. purchasing, to which option price per e.g. Expiry paid/ received
security call option selling, varying relates unit American, date per unit
etc. European
etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant Product description Exercising/ exercised
security against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Price per unit relevant Details (if applicable) security e.g. subscription, conversion DMGT 12.5p Monthly purchase of shares by Equiniti Limited, Purchase of 14 A Ordinary shares (non-voting) A the administrators of the DMGT 2010 Share under the DMGT 2010 Share Incentive GBP10.85 Ordinary Incentive Plan Plan
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" None.
DJ Form 8 (DD) PUBLIC DEALING DISCLOSURE BY A PARTY -2-
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" None.
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
Supplemental Form 8 (SBL) NO
Date of disclosure: 8 December 2021
Fran Sallas
Contact name:
Company secretary of DMGT
Telephone number: +44 (0)20 3615 2904
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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ISIN: GB00BJQZC279 Category Code: DCC - Daily Mail and General Trust plc TIDM: DMGT LEI Code: 4OFD47D73QFJ1T1MOF29 OAM Categories: 3.1. Additional regulated information required to be disclosed under the laws of a Member State Sequence No.: 128986 EQS News ID: 1255661 End of Announcement EQS News Service =------------------------------------------------------------------------------------
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(END) Dow Jones Newswires
December 08, 2021 09:31 ET (14:31 GMT)
