Dow Jones received a payment from EQS/DGAP to publish this press release.
Urban Exposure plc (UEX)
Urban Exposure plc: TR-1: Standard form for notification of major holdings
24-Jan-2019 / 14:51 GMT/BST
Dissemination of a Regulatory Announcement that contains inside information
according to REGULATION (EU) No 596/2014 (MAR), transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format
if possible)i
1a. Identity of the issuer Urban Exposure Plc
or the underlying issuer of
existing shares to which
voting rights are
attachedii:
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the
appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial X
instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification
obligationiv
Name Pentwater Capital Management
LP
City and country of Naples, FL USA
registered office (if
applicable)
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of
registered office (if
applicable)
5. Date on which the 18/1/2019
threshold was crossed or
reachedvi:
6. Date on which issuer 21/1/2019
notified (DD/MM/YYYY):
7. Total positions of person(s) subject to the
notification obligation
% of % of voting Total Total number of
voting rights through of both voting rights
rights financial in % of issuervii
attache instruments (8.A +
d to (total of 8.B 1 + 8.B)
shares 8.B 2)
(total
of 8.
A)
Resulting 2.0% 1.3% 3.3% 158,494,130
situation
on the date
on which
threshold
was crossed
or reached
Position of N/A N/A N/A
previous
notificatio
n (if
applicable)
8. Notified details of the resulting situation on the date
on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type Number of voting rightsix % of voting
of rights
shares
ISIN code
(if
possible)
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10
Directive Directive Directive of
2004/109/EC) 2004/109/EC) 2004/109/EC) Directiv
(DTR5.1) (DTR5.2.1) (DTR5.1) e
2004/109
/EC)
(DTR5.2.
1)
GB00BFNSQ303 3,199,152 2.0%
SUBTOTAL 8. 3,199,152 2.0%
A
B 1: Financial Instruments according to Art. 13(1)(a) of
Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting %
financial datex Conversion rights that may be
instrument Periodxi acquired if the o
instrument is f
v
o
exercised/converted. t
i
n
g
r
i
g
h
t
s
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
Type Expiration Exercise/ Physical or cash Number %
of datex Conversion of
financ Period xi voting o
ial rights f
instru settlementxii
ment v
o
t
i
n
g
r
i
g
h
t
s
CFD n/a n/a cash 2,000,00 1
0 .
3
%
SUBTOTAL 8.B.2 2,000,00 1
0 .
3
%
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation
is not controlled by any natural person or
legal entity and does not control any other
undertaking(s) holding directly or indirectly
an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through X
which the voting rights and/or the
financial instruments are effectively held
starting with the ultimate controlling
natural person or legal entityxiv (please add
additional rows as necessary)
Namexv % of voting % of Total of both if it equals or
rights if voting is higher than the notifiable
it equals rights threshold
or is through
higher than financia
the l
notifiable instrume
threshold nts if
it
equals
or is
higher
than the
notifiab
le
threshol
d
Pentwater 3.3%
Capital
Management
LP
Pentwater 3.3%
Capital
Management
Europe LLP
PWCM Master
Fund Ltd
Pentwater
Equity
Opportuniti
es Master
Fund Ltd
Pentwater
Merger
Arbitrage
Master Fund
Ltd
Oceana
Master Fund
Ltd
MAP 98
Segregated
Portfolio
10. In case of proxy voting, please identify:
Name of the proxy
holder
The number and % of
voting rights held
The date until which
the voting rights will
be held
11. Additional informationxvi
Place of completion Evanston, IL
Date of completion 18/1/2019
Notes
i Please note that national forms may vary due to specific national
legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the
applicable thresholds or information regarding capital holdings.
ii Full name of the legal entity and further specification of the issuer or
underlying issuer, provided it is reliable and accurate (e.g. address, LEI,
domestic number identity). Indicate in the relevant section whether the
issuer is a non UK issuer.
iii Other reason for the notification could be voluntary notifications,
changes of attribution of the nature of the holding (e.g. expiring of
financial instruments) or acting in concert.
iv This should be the full name of (a) the shareholder; (b) the natural
person or legal entity acquiring, disposing of or exercising voting rights
in the cases provided for in DTR5.2.1 (b) to (h)/ Article 10 (b) to (h) of
Directive 2004/109/EC; (c) all parties to the agreement referred to in
Article 10 (a) of Directive 2004/109/EC (DTR5.2.1 (a)) or (d) the holder of
financial instruments referred to in Article 13(1) of Directive 2004/109/EC
(DTR5.3.1).
As the disclosure of cases of acting in concert may vary due to the specific
circumstances (e.g. same or different total positions of the parties,
entering or exiting of acting in concert by a single party) the standard
form does not provide for a specific method how to notify cases of acting in
concert.
In relation to the transactions referred to in points (b) to (h) of Article
10 of Directive 2004/109/EC (DTR5.2.1 (b) to (h)), the following list is
provided as indication of the persons who should be mentioned:
(MORE TO FOLLOW) Dow Jones Newswires
January 24, 2019 09:53 ET (14:53 GMT)
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