DJ Rights and Issues Investment Trust PLC: Holding(s) in Company*
Rights and Issues Investment Trust PLC (RIII) Rights and Issues Investment Trust PLC: Holding(s) in Company* 11-Oct-2022 / 17:11 GMT/BST Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.
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TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0007392XXX
Issuer Name
RIGHTS AND ISSUES INVESTMENT TRUST PUBLIC LIMITED COMPANY
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An event changing the breakdown of voting rights
3. Details of person subject to the notification obligation
Name
Dartmoor Investment Trust Limited
City of registered office (if applicable)
Exeter
Country of registered office (if applicable)
UK
4. Details of the shareholder
Name City of registered office Country of registered office JIM Nominees Limited
5. Date on which the threshold was crossed or reached
10-Oct-2022
6. Date on which Issuer notified
11-Oct-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights through Total of both Total number of
. attached to shares financial instruments (total of in % (8.A + voting rights held
(total of 8.A) 8.B 1 + 8.B 2) 8.B) in issuer
Resulting situation on the date
on which threshold was crossed 9.670478 0.000000 9.670478 609258
or reached
Position of previous 10.005480 0.000000 10.005480
notification (if applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN Number of direct voting Number of indirect voting % of direct voting % of indirect voting
code(if possible) rights (DTR5.1) rights (DTR5.2.1) rights (DTR5.1) rights (DTR5.2.1)
GB0007392XXX Income 609258 9.670478
Shares
Sub
609258 9.670478%
Total 8.A
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration Exercise/ Number of voting rights that may be acquired if the % of voting instrument date conversion period instrument is exercised/converted rights Sub Total 8.B1
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial Expiration Exercise/conversion Physical or cash Number of voting % of voting instrument date period settlement rights rights Sub Total 8.B2
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate Name of % of voting rights if it % of voting rights through financial Total of both if it
controlling controlled equals or is higher than instruments if it equals or is higher equals or is higher than
person undertaking the notifiable threshold than the notifiable threshold the notifiable threshold
Dartmoor
Nicholas Investment 9.670478 9.670478%
Howard Lewis Trust
Limited
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
As well as being the ultimate controlling person under section 9 above, Nicholas Howard Lewis is an indirect holder of 151,978 ordinary shares in the issuer (2.4123%), the voting rights of which are held by Platform Securities LLP on his behalf, and hence he controls the voting rights over 761,236 such shares (12.0828%) in total.
12. Date of Completion
11-Oct-2022
13. Place Of Completion
Exeter, England
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ISIN: GB0007392XXX Category Code: HOL TIDM: RIII LEI Code: 2138002AWAM93Z6BP574 OAM Categories: 2.3. Major shareholding notifications Sequence No.: 193709 EQS News ID: 1461131 End of Announcement EQS News Service =------------------------------------------------------------------------------------
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(END) Dow Jones Newswires
October 11, 2022 12:11 ET (16:11 GMT)
