DJ TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
TUI AG (TUI) TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 20-Jan-2021 / 13:32 CET/CEST Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement. =---------------------------------------------------------------------------------------------------------------------- Notification of Major Holdings 1. Details of issuer Name: TUI AG Street: Karl-Wiechert-Allee 4 Postal code: 30625 City: Hannover Germany Legal Entity Identifier (LEI): 529900SL2WSPV293B552 2. Reason for notification Acquisition/disposal of shares with voting rights Acquisition/disposal of instruments Change of breakdown of voting rights Other reason: X Subscription of new shares from a rights offering Non-applying of trading book exemption according to sec. 36 para. 1 WpHG 3. Details of person subject to the notification obligation Legal entity: Bank of America Corporation City of registered office, country: Wilmington, DE, United States of America (USA) 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. BofA Securities Europe SA 5. Date on which threshold was crossed or reached: 13 Jan 2021 6. Total positions % of voting rights % of voting rights through Total of attached to shares instruments both in % Total number of voting rights (total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG 7.b.) New 8.76 % 0.68 % 9.44 % 1099393634 Previous n/a % n/a % n/a % / notification 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN Absolute In % Direct Indirect Direct Indirect (Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG) DE000TUAG000 0 96335250 0.00 % 8.76 % US8990451085 0 3037 0.00 % 0 % Total 96338287 8.76 % b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument Expiration or maturity date Exercise or conversion Voting rights absolute Voting rights in % period Right to Recall N/A N/A 1873894 0.17 % Rights of Use N/A N/A 6718 0 % Total 1880612 0.17 % b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights instrument date period settlement absolute in % Swaps 20/01/2021 - 29/12/ N/A Cash 5545816 0.50 % 2023 Total 5545816 0.50 % 8. Information in relation to the person subject to the notification obligation Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at % of voting rights through Total of both (if at least 3% or more) instruments (if at least 5% or more) least 5% or more) Bank of America Corporation % % % NB Holdings Corporation % % % BofAML Jersey Holdings Limited % % % BofAML EMEA Holdings 2 Limited % % % ML UK Capital Holdings Limited % % % Merrill Lynch International % % % - % % % Bank of America Corporation % % % NB Holdings Corporation % % % Merrill Lynch International, % % % L.L.C. Merrill Lynch Group Holdings % % % I, L.L.C. BofA Securities Europe SA 8.70 % % 8.71 % - % % % Bank of America Corporation % % % NB Holdings Corporation % % % BofA Securities, Inc % % % - % % % Bank of America Corporation % % % NB Holdings Corporation % % % BAC North America Holding % % % Company Bank of America, National % % % Association - % % % Bank of America Corporation % % % NB Holdings Corporation % % % BAC North America Holding % % % Company Merrill Lynch, Pierce, Fenner % % % & Smith Incorporated Managed Account Advisors LLC % % % - % % % Bank of America Corporation % % % NB Holdings Corporation % % % BofA Securities, Inc % % % Merrill Lynch Professional % % % Clearing Corp. 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights Proportion of instruments Total of both % % % 10. Other explanatory remarks: Notification is as a result of the subscription of new shares legally owned by the Bank which have been registered in Germany on the 13th of January 2021. Date 18 Jan 2021 ----------------------------------------------------------------------------------------------------------------------- ISIN: DE000TUAG000 Category Code: HOL TIDM: TUI LEI Code: 529900SL2WSPV293B552 OAM Categories: 2.3. Major shareholding notifications Sequence No.: 91890 EQS News ID: 1161988 End of Announcement EQS News Service =-------------------------------------------------------------
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January 20, 2021 07:33 ET (12:33 GMT)