DJ TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective
of Europe-wide distribution
22-Apr-2021 / 16:17 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: TUI AG
Street: Karl-Wiechert-Allee 4
Postal code: 30625
City: Hannover
Germany
Legal Entity Identifier (LEI): 529900SL2WSPV293B552
2. Reason for notification
Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
Change of breakdown of voting rights
X Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG
3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A.
City of registered office, country: Paris, France
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
19 Apr 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 0.27 % 4.74 % 5.01 % 1099393634
Previous 0 % 0 % 0 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000TUAGXXX 2990763 0 0.27 % 0.00 %
Total 2990763 0.27 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights in
date period absolute %
Right to recall lent N/A N/A 4355252 0.40 %
securities
Listed Call Options 18.06.2021 Until 18.06.2021 107473 0.01 %
Certificates 21.05.2021-24.08.2022 21.05.2021-24.08.2022 7959600 0.72 %
Convertible Bonds 18.04.2028 18.04.2028 4102106 0.37 %
Total 16524431 1.50 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or Exercise or conversion Cash or physical Voting rights Voting rights
maturity date period settlement absolute in %
OTC Call Options on 03.01.2033 Until 03.01.2033 Cash 2297746 0.21 %
Basket
Contracts For N/A N/A Cash 1443873 0.13 %
Difference
Certificates 03.01.2033 Until 03.01.2033 Cash 105309 0.01 %
OTC Call Options 18.06.2021-03.01.2033 Until Cash 12767936 1.16 %
18.06.2021-03.01.2033
OTC Put Options 18.06.2021-03.01.2033 Until Cash 1637419 0.15 %
18.06.2021-03.01.2033
OTC Put Options 16.12.2022 Until 16.12.2022 Physical 366205 0.03 %
Listed Put Options 18.06.2021-16.12.2022 18.06.2021-16.12.2022 Physical 3904694 0.36 %
Listed Put Warrants 18.06.2021-03.01.2033 Until Cash 1637419 0.15 %
18.06.2021-03.01.2033
Listed Call 18.06.2021-03.01.2033 Until Cash 11452741 1.04 %
Warrants 18.06.2021-03.01.2033
Total 35613342 3.24 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
-Société Générale S.A. % % %
-Société Générale % % %
Effekten GmbH
- % % %
-Société Générale S.A. % % %
-SG Americas % % %
Securities Holding LLC
-SG Americas % % %
Securities LLC
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
21 Apr 2021
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ISIN: DE000TUAGXXX
Category Code: HOL
TIDM: TUI
LEI Code: 529900SL2WSPV293B552
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 100613
EQS News ID: 1187832
End of Announcement EQS News Service
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April 22, 2021 10:21 ET (14:21 GMT)
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