DJ Notification of Major Share Holding
Arix Bioscience PLC (ARIX) Notification of Major Share Holding 11-Jan-2022 / 17:04 GMT/BST Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.
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TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i 1a. Identity of the issuer or the underlying issuer of existing ARIX BIOSCIENCE PLC shares to which voting rights are attached ii: 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X An acquisition or disposal of financial instruments An event changing the breakdown of voting rights Other (please specify) iii: 3. Details of person subject to the notification obligation iv Name Acacia Research Corporation City and country of registered office (if applicable) New York, United States of America 4. Full name of shareholder(s) (if different from 3.) v Name Merton Acquisition Holdco LLC City and country of registered office (if applicable) New York, United States of America 5. Date on which the threshold was crossed or reached vi: 7 January 2022 6. Date on which issuer notified (DD/MM/YYYY): 11 January 2022 7. Total positions of person(s) subject to the notification obligation % of voting rights % of voting rights through financial Total of both Total number of voting attached to shares instruments in % (8.A + rights held in issuer (8.A (total of 8. A) (total of 8.B 1 + 8.B 8.B) + 8.B) vii 2) Resulting situation on the date on which threshold was crossed 20.541513 0 20.541513 26535485 or reached Position of previous notification (if 19.05 0 19.05 applicable) 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii A: Voting rights attached to shares Class/type of Number of voting rights ix % of voting rights shares Direct Indirect Direct Indirect ISIN code (if possible) (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1) GB00BD04507 26535485 0 20.541513 0 SUBTOTAL 8. A 26535485 20.541513 B 1: Financial Instruments according to DTR5.3.1R (1) (a) Exercise/ Number of voting rights that may be acquired if Type of financial Expiration Conversion Period the instrument is % of voting instrument date x xi rights exercised/converted. SUBTOTAL 8. B 1 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) Physical or Type of financial Expiration Exercise/ cash % of voting instrument date x Conversion Number of voting rights rights Period xi Settlement xii SUBTOTAL 8.B.2 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal x entity (please add additional rows as necessary) xiv % of voting rights if it equals % of voting rights through financial Total of both if it equals or Name xv or is higher than the instruments if it equals or is higher than is higher than the notifiable notifiable threshold the notifiable threshold threshold Acacia Research 20.541513 0 20.541513 Corporation Merton Acquisition 20.541513 0 20.541513 Holdco LLC 10. In case of proxy voting, please identify: Name of the proxy holder The number and % of voting rights held The date until which the voting rights will be held 11. Additional information xvi Merton Acquisition Holdco LLC is a wholly-owned subsidiary of Acacia Research Corporation. Place of completion New York, New York, USA Date of completion 11 January 2022
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ISIN: GB00BD045071 Category Code: HOL TIDM: ARIX LEI Code: 213800OVT3AHQCXNIX43 Sequence No.: 135949 EQS News ID: 1267530 End of Announcement EQS News Service =------------------------------------------------------------------------------------
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(END) Dow Jones Newswires
January 11, 2022 12:04 ET (17:04 GMT)