DJ Rights and Issues Investment Trust PLC: Holding(s) in Company*
Rights and Issues Investment Trust PLC (RIII) Rights and Issues Investment Trust PLC: Holding(s) in Company* 12-Oct-2022 / 17:11 GMT/BST Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.
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TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares Rights & Issues Investment Trust Plc
to which voting rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights x
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name Josephine Knott
City and country of registered office (if applicable)
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi: 28th September 2022
6. Date on which issuer notified (DD/MM/YYYY): 11th October 2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights through financial Total of both Total number of
attached to shares instruments in % (8.A + voting rights of
(total of 8. A) (total of 8.B 1 + 8.B 8.B) issuervii
2)
Resulting situation on the date on
which threshold was crossed or 7.477% 7.477% 6,300,185
reached
Position of previous notification
(if 6.70% 6.70%
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Number of voting rightsix % of voting rights
Class/type of
shares Direct Indirect Direct Indirect
ISIN code (if (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive 2004/109/EC) (Art 10 of Directive
possible) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
GB0007392078 471,074 7.477%
SUBTOTAL 8. A 471,074 7.477%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting rights that may be acquired
financial datex Conversion Period if the instrument is exercised/converted. % of voting rights
instrument xi
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
Type of Expiration Exercise/ Physical or cash
financial datex Conversion Number of voting rights % of voting rights
instrument Period xi settlementxii
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and
does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) x
issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as necessary)
% of voting rights if it equals % of voting rights through financial Total of both if it
Namexv or is higher than the notifiable instruments if it equals or is higher than the equals or is higher than
threshold notifiable threshold the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be
held
11. Additional informationxvi
Place of completion United Kingdom
Date of completion 11th October 2022
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ISIN: GB0007392078 Category Code: HOL TIDM: RIII LEI Code: 2138002AWAM93Z6BP574 OAM Categories: 2.3. Major shareholding notifications Sequence No.: 194164 EQS News ID: 1462485 End of Announcement EQS News Service =------------------------------------------------------------------------------------
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(END) Dow Jones Newswires
October 12, 2022 12:11 ET (16:11 GMT)
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