DJ SThree: HOL-Holding(s) in Company*
SThree (STEM) SThree: HOL-Holding(s) in Company* 17-Apr-2023 / 16:33 GMT/BST
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The following TR1 forms were submitted on the dates shown in section 6 of each TR1 to an unmonitored email address and are therefore being published pursuant to our obligations under the Disclosure and Transparency Rules.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares STHREE PLC-WI
to which voting rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name GLG Partners LP
City and country of registered office (if applicable) London, United Kingdom
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi: 15/02/2023
6. Date on which issuer notified (DD/MM/YYYY): 16/02/2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights through financial Total of both Total number of
attached to shares instruments in % (8.A + voting rights held in
(total of 8. A) (total of 8.B 1 + 8.B 8.B) issuervii
2)
Resulting situation on the date
on which threshold was crossed or Less than 5% Less than 5% Less than 5%
reached
Position of previous notification
(if Less than 5% Less than 5% 5.008962%
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
Direct Indirect Direct Indirect
ISIN code (if possible)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00B0KM9T71
SUBTOTAL 8. A Less than 5% Less than 5%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Exercise/ Number of voting rights that may be acquired if the
Type of financial Expiration Conversion instrument is % of voting
instrument datex Periodxi rights
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)(Note that holdings held via
indices, baskets and ETFs would be displayed here as asset class Equity or PreferredEquity so please update this to the
correct name accordingly - and then PLEASE DELETE this comment once resolved)
Expiration Exercise/ Physical or cash
Type of financial instrument datex Conversion Period xi Number of voting rights % of voting rights
settlementxii
Equity Swap Cash Settlement Less than 5% Less than 5%
SUBTOTAL 8.B.2 Less than 5% Less than 5%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and
does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) X
issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as necessary)
% of voting rights if it equals % of voting rights through financial Total of both if it
Namexv or is higher than the notifiable instruments if it equals or is higher than the equals or is higher than
threshold notifiable threshold the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be
held
11. Additional informationxvi
Place of completion London
Date of completion 16/02/2023
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B0KM9T71
Issuer Name
STHREE PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Asset Management Holdings Inc.
City of registered office (if applicable)
Wilmington
Country of registered office (if applicable)
United States of America
4. Details of the shareholder
Name City of registered office Country of registered office JPMorgan Asset Management (UK) Limited London, United Kingdom
5. Date on which the threshold was crossed or reached
08-Dec-2022
6. Date on which Issuer notified
11-Dec-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights through Total of both Total number of
. attached to shares financial instruments (total of in % (8.A + voting rights held
(total of 8.A) 8.B 1 + 8.B 2) 8.B) in issuer
Resulting situation on the date
on which threshold was crossed 5.917437% 1.315598% 7.233035% 9,725,746
or reached
Position of previous 4.821953% 0.939267% 5.761220%
notification (if applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN Number of direct voting Number of indirect voting % of direct voting % of indirect voting code(if possible) rights (DTR5.1) rights (DTR5.2.1) rights (DTR5.1) rights (DTR5.2.1) GB00B0KM9T71 7,956,754 5.917437% Sub Total 8.A 7,956,754 5.917437%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration Exercise/ Number of voting rights that may be acquired if the % of voting instrument date conversion period instrument is exercised/converted rights Sub Total 8.B1
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial Expiration Exercise/conversion Physical or cash Number of voting % of voting instrument date period settlement rights rights Cash settled Equity N/A N/A Cash 1,768,992 1.315598% Swap Sub Total 8.B2 1,768,992 1.315598%
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate Name of % of voting rights if it % of voting rights through financial Total of both if it
controlling controlled equals or is higher than instruments if it equals or is equals or is higher than
person undertaking the notifiable threshold higher than the notifiable threshold the notifiable threshold
JPMorgan Asset JPMorgan Asset
Man-agement Management (UK) 5.874202% 7.189800%
Holdings Inc Limited
JPMorgan Asset China
Management International
Holdings Inc Fund Management
Co.,Ltd.
JPMorgan Asset JPMorgan Asset
Management Management
Holdings Inc (Taiwan)
Limited
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings: JPMorgan Asset Management Holdings Inc JPMorgan Asset Management International Limited (100%) JPMorgan Asset Management (UK) Limited (100%) JPMorgan Asset Management Holdings Inc. (100%) JPMorgan Asset Management International Limited (100%) JPMorgan Asset Management (UK) Limited (100%) China International Fund Management Co., Ltd. (100%) JPMorgan Asset Management Holdings Inc. (100%) JPMorgan Asset Management (Asia) Inc. (100%) JPMorgan Asset Management (Taiwan) Limited (100%)
12. Date of Completion
11-Dec-2022
13. Place Of Completion
Hyderabad, India
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B0KM9T71
Issuer Name
STHREE PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Allianz Global Investors GmbH
City of registered office (if applicable)
Country of registered office (if applicable)
DE
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
18-Nov-2022
6. Date on which Issuer notified
21-Nov-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights through Total of both Total number of
. attached to shares financial instruments (total of in % (8.A + voting rights held
(total of 8.A) 8.B 1 + 8.B 2) 8.B) in issuer
Resulting situation on the date
on which threshold was crossed 4.990600 0.000000 4.990600 6709372
or reached
Position of previous 5.010000 0.000000 5.010000
notification (if applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN Number of direct voting Number of indirect voting % of direct voting % of indirect voting code(if possible) rights (DTR5.1) rights (DTR5.2.1) rights (DTR5.1) rights (DTR5.2.1) GB00B0KM9T71 6709372 4.990600 Sub Total 8.A 6709372 4.990600%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration Exercise/ Number of voting rights that may be acquired if the % of voting instrument date conversion period instrument is exercised/converted rights Sub Total 8.B1
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial Expiration Exercise/conversion Physical or cash Number of voting % of voting instrument date period settlement rights rights Sub Total 8.B2
9. Information in relation to the person subject to the notification obligation
1. Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
Ultimate Name of % of voting rights if it % of voting rights through financial Total of both if it equals controlling controlled equals or is higher than instruments if it equals or is higher or is higher than the person undertaking the notifiable threshold than the notifiable threshold notifiable threshold
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
21-Nov-2022
13. Place Of Completion
199 Bishopsgate, London EC2M 3TY
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares STHREE PLC
to which voting rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name GLG Partners LP
City and country of registered office (if applicable) London, United Kingdom
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi: 06/10/2022
6. Date on which issuer notified (DD/MM/YYYY): 07/10/2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights through financial Total of both Total number of
attached to shares instruments in % (8.A + voting rights held in
(total of 8. A) (total of 8.B 1 + 8.B 8.B) issuervii
2)
Resulting situation on the date
on which threshold was crossed or Less than 5% Less than 5% 5.008962% 6,733,066.00
reached
Position of previous notification
(if
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
Direct Indirect Direct Indirect
ISIN code (if possible)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00B0KM9T71
SUBTOTAL 8. A Less than 5% Less than 5%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Exercise/ Number of voting rights that may be acquired if the
Type of financial Expiration Conversion instrument is % of voting
instrument datex Periodxi rights
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Physical or
Type of financial Expiration Exercise/ cash Number of voting % of voting
instrument datex Conversion Period xi rights rights
settlementxii
Swap Please fill Please fill in days until exercise/ Cash Less than 5% Less than 5%
in conversion Settlement
SUBTOTAL Less than 5% Less than 5%
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and
does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) X
issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as necessary)
% of voting rights if it equals % of voting rights through financial Total of both if it
Namexv or is higher than the notifiable instruments if it equals or is higher than the equals or is higher than
threshold notifiable threshold the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be
held
11. Additional informationxvi
Place of completion London
Date of completion 07/10/2022
----------------------------------------------------------------------------------------------------------------------- Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.
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ISIN: GB00B0KM9T71 Category Code: HOL TIDM: STEM LEI Code: 2138003NEBX5VRP3EX50 OAM Categories: 3.1. Additional regulated information required to be disclosed under the laws of a Member State Sequence No.: 237435 EQS News ID: 1609567 End of Announcement EQS News Service =------------------------------------------------------------------------------------
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(END) Dow Jones Newswires
April 17, 2023 11:34 ET (15:34 GMT)
