Union Resources Limited
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/
2001, 11/3/2002, 1/1/2003.
Name of entity
Union Resources Limited
ABN
40 002 118 872
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued or Options (unquoted - Employee Share
to be issued Option Plan)
2 Number of +securities issued or 3,000,000
to be issued (if known) or
maximum number which may be
issued
3 Principal terms of the 1. 1,500,000 options exercisable at
+securities (eg, if options, $0.02 per option on or before 1
exercise price and expiry date; April 2009 upon volume average
if partly paid +securities, the weighted trading price of the
amount outstanding and due Company's shares on ASX over a 5
dates for payment; if day period having reached $0.05 or
+convertible securities, the higher;
conversion price and dates for
conversion) 2. 1,500,000 options exercisable at
$0.02 per option on or before 1
April 2009 upon volume average
weighted trading price of the
Company's shares on ASX over a 5
day period having reached $0.10 or
higher.
4 Do the +securities rank no (issued subject to Employee Share
equally in all respects from Option Plan terms and conditions)
the date of allotment with an
existing +class of quoted
+securities?
If the additional securities
do not rank equally, please
state:
* the date from which they
do
* the extent to which they
participate for the next
dividend, (in the case of
a trust, distribution) or
interest payment
* the extent to which they
do not rank equally, other
than in relation to the
next dividend,
distribution or interest
payment
5 Issue price or consideration Issued for nil cash consideration under
the terms of the Company's Employee
Share Option Plan
6 Purpose of the issue Issued to certain directors of the
Company (or entities associated with
(If issued as consideration those Directors) under the Company's
for the acquisition of assets, Employee Share Option Plan
clearly identify those assets)
7 Dates of entering +securities 20 May 2008
into uncertificated holdings
or despatch of certificates
Number +Class
8 Number and +class of all 898,373,543 Ordinary shares
+securities quoted on ASX (UCL)
(including the securities in
clause 2 if applicable) Options to acquire
246,040,340 ordinary shares,
exercisable at
$0.0982 each on or
before 31/03/09
(UCLOA)
264,428,911 Options to acquire
ordinary shares,
exercisable at
$0.10 each on or
before 31/03/09
(UCLOB)
9 Number and +class of all 90,000,000 Options to acquire
+securities not quoted on ASX ordinary shares,
(including the securities in exercisable at
clause 2 if applicable) $0.075 each on or
before 31/03/09
6,000,000 Options to acquire
ordinary shares,
exercisable at $0.02
each (subject to
certain vesting
conditions) on or
before 31/03/13
7,999,998 Options to acquire
ordinary shares,
exercisable at
either $0.021 or
other indeterminate
price each (subject
to certain vesting
conditions) on or
before 31/03/15
3,000,000 Employee Share
Option Plan options
10 Dividend policy (in the case of N/A
a trust, distribution policy) on
the increased capital
(interests)
Part 2 - Bonus issue or pro rata issue
11 Is security holder approval
required?
12 Is the issue renounceable or
non-renounceable?
13 Ratio in which the +securities will
be offered
14 +Class of +securities to which the
offer relates
15 +Record date to determine
entitlements
16 Will holdings on different
registers (or subregisters) be
aggregated for calculating
entitlements?
17 Policy for deciding entitlements in
relation to fractions
18 Names of countries in which the
entity has +security holders
who will not be sent new issue
documents
Note: Security holders must be
told how their entitlements are
to be dealt with.
Cross reference: rule 7.7.
19 Closing date for receipt of
acceptances or renunciations
20 Names of any underwriters
21 Amount of any underwriting fee
or commission
22 Names of any brokers to the
issue
23 Fee or commission payable to
the broker to the issue
24 Amount of any handling fee
payable to brokers who lodge
acceptances or renunciations on
behalf of +security holders
25 If the issue is contingent on
+security holders' approval,
the date of the meeting
26 Date entitlement and acceptance
form and prospectus or Product
Disclosure Statement will be
sent to persons entitled
27 If the entity has issued
options, and the terms entitle
option holders to participate
on exercise, the date on which
notices will be sent to option
holders
28 Date rights trading will begin
(if applicable)
29 Date rights trading will end
(if applicable)
30 How do +security holders sell
their entitlements in full
through a broker?
31 How do +security holders sell
part of their entitlements
through a broker and accept for
the balance?
32 How do +security holders
dispose of their entitlements
(except by sale through a
broker)?
33 +Despatch date
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed
period, partly paid securities that become fully paid,
employee incentive share securities when restriction ends,
securities issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
(If the additional securities do not form a new class, go to 43)
Tick to indicate you are providing the information or documents
35 If the +securities are +equity securities, the names of the
20 largest holders of the additional +securities, and the
number and percentage of additional +securities held by those
holders
36 If the +securities are +equity securities, a distribution
schedule of the additional +securities setting out the number
of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
(now go to 43)
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
(If the additional securities do not form a new class, go to 43)
Tick to indicate you are providing
the information or documents
35 If the +securities are +equity securities, the names of the
20 largest holders of the additional +securities, and the
number and percentage of additional +securities held by
those holders
36 If the +securities are +equity securities, a distribution
schedule of the additional +securities setting out the
number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
(now go to 43)
Entities that have ticked box 34(b)
38 Number of securities for which
+quotation is sought
39 Class of +securities for which
quotation is sought
40 Do the +securities rank equally in
all respects from the date of
allotment with an existing +class
of quoted +securities?
If the additional securities do not
rank equally, please state:
* the date from which they do
* the extent to which they
participate for the next
dividend, (in the case of a
trust, distribution) or
interest payment
* the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest
payment
41 Reason for request for quotation
now
Example: In the case of restricted
securities, end of restriction
period
(if issued upon conversion of
another security, clearly identify
that other security)
Number +Class
42 Number and +class of all
+securities quoted on ASX
(including the securities in
clause 38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX
may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with the law and is not
for an illegal purpose
* There is no reason why those +securities should not be granted +quotation.
* An offer of the +securities for sale within 12 months after their issue
will not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty.
* Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and
that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the +securities be quoted.
* We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the securities be quoted.
* If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3. We will indemnify ASX to the fullest extent permitted by law in respect of
any claim, action or expense arising from or connected with any breach of
the warranties in this agreement.
4. We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on the
information and documents. We warrant that they are (will be) true and
complete.
Company Secretary
John Lemon
For further information contact:
London: Hanson Westhouse Limited
Anita Ghanekar or Martin Davison
020 7601 6100
Bankside Consultants Limited
Simon Rothschild or Louise Mason
020 7367 8888
END
UNION RESOURCES LTD: Issue of Equity
© 2008 PR Newswire
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