UniCredit Bank AG / Rule 8.3 17.10.2014 12:35 Dissemination of a Regulatory Announcement, transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. =-------------------------------------------------------------------------- FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the 'Code') 1. KEY INFORMATION(a) Identity of the person whose positions/ dealings are being disclosed: UniCredit Bank AG (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Offeror: TUI AG Use a separate form for each offeror/offeree (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: (e) Date position held/dealing undertaken: 2014-10-16 (f) Has the discloser previously disclosed, or are they today Yes disclosing, under the Code in respect of any other party to this offer?2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)Class of relevant security: TUI AG (DE000TUAG000) Interests Short positions Number % Number % (1)Relevant securities owned 305,517 0.11% 859,102 0.30% and/or controlled: (2)Derivatives (other than 220,157 0.08% ./. 0.00% options): (3)Options and agreements to ./. 0.00% 54,943 0.02% purchase/DEALING: TOTAL: 525,674 0.19% 914,045 0.32%Class of relevant security: TUI AG (DE000TUAG232) Not reporting relevant acc. to TakeOverPanel UK Interests Short positions Number % Number % (1)Relevant securities owned 599,393 N/A ./. 0.00% and/or controlled: (2)Derivatives (other than ./. 0.00% ./. 0.00% options): (3)Options and agreements to ./. 0.00% ./. 0.00% purchase/DEALING: TOTAL: 599,393 N/A ./. 0.00%Class of relevant security: TUI AG convertible bonds 2.75 % (DE000TUAG158) Interests Short positions Number % Number % (1)Relevant securities owned 7,226,401 EUR 2.13% 0 0.0% and/or controlled: (2)Derivatives (other than ./. 0.0% ./. 0.0% options): (3)Options and agreements to ./. 0.0% ./. 0.0% purchase/DEALING: TOTAL: 7,226,401 EUR 2.13% 0 0.0%Class of relevant security: TUI AG convertible bonds 5.5 % (DE000TUAG117) Interests Short positions Number % Number % (1)Relevant securities owned 22,745 EUR 0.03% 0 0.0% and/or controlled: (2)Derivatives (other than ./. 0.0% ./. 0.0% options): (3)Options and agreements to ./. 0.0% ./. 0.0%purchase/DEALING: TOTAL: 22,745 EUR 0.03% 0 0.0%All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors' and other executive options)Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages:If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and salesClass of relevant security Purchase/DEALING Number of Price per unit securities DE000TUAG117 Purchase 7,408 EUR(b) Derivatives transactions (other than options)Class of Product Nature of dealing Number of Price relevant description e.g. opening/closing a long/ reference per unit security e.g. CFD short position, increasing/ securities reducing a long/short position DE000TU Exchange Increasing long position 16,000 9.5400 AG000 traded fund EUR TUIGn.DE_ITS(c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varyingClass Product Writing, Number of Exer- Type Exp- Option of descrip- purchasing, securities cise e.g. iry money relev- tion selling, to which price Americ- date paid/ ant e.g. varying etc. option per an, received secur- call relates unit Europe- per unit ity option an etc. DE000- Standard Purchasing 1,300 Standard 1.2600 HY4QDS6/American American EUR 1 Option Option (SU) (SU) DE000- Standard Selling 7,000 Standard 1.0600 HY5MRB8/American American EUR 1 Option Option (SU) (SU) DE000- Standard Selling 7,000 Standard 1.0900 HY5MRB8/American American EUR 1 Option Option (SU) (SU) DE000- Standard Purchasing 14,000 Standard 0.2900 HY43U99/American American EUR 1 Option Option (SU) (SU) DE000- Standard Purchasing 8,000 Standard 0.2800 HY43U99/American American EUR 1 Option Option (SU) (SU) DE000- Standard Selling 5,000 Standard 1.000 HY4QDJ5/American American EUR 1 Option Option (SU) (SU) DE000- Standard Purchasing 5,800 Standard 0.5700 HY4YMR3/American American EUR 1 Option Option (SU) (SU) DE000- Standard Selling 5,300 Standard 0.4100 HY4Z4H3/American American EUR 1 Option Option (SU) (SU) DE000- Standard Purchasing 16,200 Standard 0.4800 HY4Z4H3/American American EUR 1 Option Option (SU) (SU) DE000- Standard Purchasing 6,300 Standard 0.4700 HY4Z4H3/American American EUR 1 Option Option (SU) (SU) DE000- Turbo Purchasing 310 Turbo 5.9400 HY4ECJ3/(unlimit (unlimi EUR 1 ed) ted) DE000- Turbo Purchasing 160 Turbo 6.3000 HY4ECJ3/(unlimit (unlimi EUR 1 ed) ted) DE000- Turbo Purchasing 200 Turbo 6.1500 HY4ECJ3/(unlimit (unlimi EUR 1 ed) ted)(ii) ExercisingClass of relevant Product Number of Exercise Price security description securities per unit e.g. call Option(d) Other dealings (including subscribing for new securities)Class of relevant Nature of dealing Details Price per unit security e.g. subscription, (if applicable)(MORE TO FOLLOW) Dow Jones Newswires
October 17, 2014 06:35 ET (10:35 GMT)