DGAP-Regulatory: UniCredit Bank AG: TUI AG

UniCredit Bank AG  / Rule 8.3 
 
30.10.2014 15:48 
 
Dissemination of a Regulatory Announcement, transmitted by 
DGAP - a service of EQS Group AG. 
The issuer is solely responsible for the content of this announcement. 
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FORM 8.3 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE 
Rule 8.3 of the Takeover Code (the 'Code') 
 
1. KEY INFORMATION 
 
 
 
(a) Identity of the person whose positions/ 
dealings are being disclosed:                             UniCredit Bank AG 
 
(b) Owner or controller of interests and short positions 
disclosed, if different from 1(a): 
The naming of nominee or vehicle companies is insufficient 
 
(c) Name of offeror/offeree in relation to whose relevant 
securities this form relates:                              Offeror: TUI AG 
Use a separate form for each offeror/offeree 
(d) If an exempt fund manager connected with an offeror/offeree, 
state this and specify identity of offeror/offeree: 
 
(e) Date position held/dealing undertaken:                     2014-10-29 
 
(f) Has the discloser previously disclosed, or are they today         Yes 
disclosing, under the Code in respect of any other party to this 
offer? 
 
 
 
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
 
(a) Interests and short positions in the relevant securities of the offeror 
or offeree to which the disclosure relates following the dealing (if any) 
 
 
 
Class of relevant security:      TUI AG 
                                 (DE000TUAG000) 
                                 Interests            Short 
                                                      positions 
                                 Number    %          Number        % 
(1)Relevant securities owned     301,517   0.10%      953,150     0.33% 
and/or controlled: 
(2)Derivatives (other than       266,157   0.09%      ./.         ./.%options): 
 
(3)Options and agreements to     ./.       0.00%      12,879      0.00% 
purchase/DEALING: 
 
TOTAL:                           567,674   0.20%      966,029    0.33% 
 
 
Class of relevant security:      TUI AG 
                                 (DE000TUAG232) 
 
                                 Interests            Short 
                                                      positions 
                                 Number    %          Number        % 
(1)Relevant securities owned     599,393   N/A          ./.         0.00% 
and/or controlled: 
(2)Derivatives (other than         ./.    0.00%         ./.         0.00% 
options): 
(3)Options and agreements to       ./.    0.00%         ./.         0.00% 
purchase/DEALING: 
 
TOTAL:                           599,393   N/A          ./.         0.00% 
 
 
 
Class of relevant security:       TUI AG convertible bonds 2.75 % 
                                  (DE000TUAG158) 
                                  Interests             Short 
                                                        positions 
                                  Number       %        Number      % 
(1)Relevant securities owned   10,517,702 EUR  3.10%    0           0.0% 
and/or controlled: 
(2)Derivatives (other than        ./.          0.0%     ./.         0.0% 
options): 
(3)Options and agreements to      ./.          0.0%     ./.         0.0% 
purchase/DEALING: 
 
TOTAL:                         10,517,702 EUR  3.10%    0           0.0% 
 
 
 
 
Class of relevant security:       TUI AG convertible bonds 5.5 % 
                                  (DE000TUAG117) 
                                  Interests            Short 
                                                       positions 
                                  Number       %       Number       % 
(1)Relevant securities owned      323,894 EUR 0.48%     0           0.0% 
and/or controlled: 
(2)Derivatives (other than        ./.         ./.%      ./.         0.0% 
options): 
(3)Options and agreements to      ./.         ./.%      ./. 
./.%purchase/DEALING: 
 
TOTAL:                            323,894 EUR 0.48%     0           0.0% 
 
 
 
All interests and all short positions should be disclosed. 
 
Details of any open derivative or option positions, or agreements to 
purchase or sell relevant securities, should be given on a Supplemental 
Form 8 (Open Positions). 
 
(b) Rights to subscribe for new securities (including directors' and other 
executive options) 
 
 
 
Class of relevant security in relation to which subscription right 
exists: 
Details, including nature of the rights concerned and relevant 
percentages: 
 
 
 
 
If there are positions or rights to subscribe to disclose in more than one 
class of relevant securities of the offeror or offeree named in 1(c), copy 
table 2(a) or (b) (as appropriate) for each additional class of relevant 
security. 
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
 
(a) Purchases and sales 
 
 
 
Class of relevant security  Purchase/DEALING    Number of      Price per unit 
                                             securities 
 
DE000TUAG000                Sale             13,000         12.1208 EUR 
 
DE000TUAG000                Increase of 
                            Short Position   104,048        12,2733 EUR 
 
DE000TUAG158                Purchase         2,074,100 EUR 
 
DE000TUAG117                Purchase      146,436 EUR 
 
 
 
 
 
 
 
(b) Derivatives transactions (other than options) 
 
 
 
Class of   Product      Nature of dealing              Number of  Price 
relevant   description  e.g. opening/closing a long/   reference  per unit 
security   e.g. CFD     short position, increasing/    securities 
                        reducing a long/short position 
 
TUIGn.DE   ETF          Decrease of a long position     11,000     12.09 
_ITS                                                               EUR 
 
TUIGn.DE   ETF          Decrease of a long position     13,000     11.59 
_ITS                                                               EUR 
 
 
 
 
(c) Options transactions in respect of existing securities 
 
(i) Writing, selling, purchasing or varying 
 
 
 
Class   Product   Writing,        Number of   Exer-  Type    Exp-  Option 
of      descrip-  purchasing,     securities  cise   e.g.    iry   money 
relev-  tion      selling,        to which    price  Ameri-  date  paid/ 
ant     e.g.      varying etc.    option      per    can,          received 
secur-  call                      relates     unit   Europ-        per unit 
ity     option                                       ean 
                                                     etc. 
DE000-  Put       Sale            3000               Mini    Open  2.73 
HY2MB92                                              Future  end 
 
DE000-  Put       Sale            3000               Mini    Open  1.10 
HY3TD19                                              Future  end 
DE000-  Put       Sale            100                Turbo   Open  0.70 
HY3KSY7                                              unlimi  end 
                                                     ted 
DE000-  Put       Sale            100                Turbo   Open  0.70 
HY3KSY7                                              unlimi  end 
                                                     ted 
DE000-  Put       Sale            3,500              Standa  16/   1.78 
HY5MQ92                                              rd      12/ 
                                                     Americ  2015 
                                                     an 
                                                     Option 
 
 
 
(ii) Exercising 
 
 
 
Class of relevant       Product         Number of       Exercise Price 
security                description     securities      per unit 
                        e.g. call 
                        Option 
 
 
 
 
(d) Other dealings (including subscribing for new securities) 
 
 
 
Class of relevant    Nature of dealing     Details        Price per unit 
security             e.g. subscription,                   (if applicable) 
                     conversion 
 
 
 
 
The currency of all prices and other monetary amounts should be stated. 
 
Where there have been dealings in more than one class of relevant 
securities of the offeror or offeree named in 1(c), copy table 3(a), (b), 
(c) or (d) (as appropriate) for each additional class of relevant security 
dealt in. 
 
4. OTHER INFORMATION 
 
(a) Indemnity and other dealing arrangements 
 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which 
may be an inducement to deal or refrain from dealing entered into by the 
Person making the disclosure and any party to the offer or any Person 
acting in concert with a party to the offer: 
If there are no such agreements, arrangements or understandings, state 
'none' 
 
 
(b) Agreements, arrangements or understandings relating to options or 
derivatives 
 
Details of any agreement, arrangement or understanding, formal or 
informal, between the person making the disclosure and any other Person 
relating to: 
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant 
securities to which any derivative is referenced: 
If there are no such agreements, arrangements or understandings, state 
'none' 
 
 
(c) Attachments 
 
 
 
Is a Supplemental Form 8 (Open Positions) attached?                    NO 
 
 
 
Date of disclosure:                                  October, 30th 2014 
Contact name:                                        Rene Ludwig 
Telephone number:                                    [phone] 
 
 
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory 
Information Service and must also be emailed to the Takeover Panel at 
[e-mail].  The Panel's Market Surveillance Unit is 

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October 30, 2014 10:48 ET (14:48 GMT)