Medigene AG / Medigene AG: Publication pursuant to §26 sect.1 WpHG (the German Securities Trading Act) with the aim of pan-European distribution . Processed and transmitted by NASDAQ OMX Corporate Solutions. The issuer is solely responsible for the content of this announcement.
Medigene AG: Publication pursuant to §26 sect.1 WpHG (the German Securities Trading Act) with the aim of pan-European distribution
| X Notification of Major Holdings or Correction of a notification of Major Holding published on (date of publication) |
| 1. Details of issuer (name, address) Medigene AG Lochhamer Str. 11 82152 Planegg/Martinsried Germany |
| 2. Reason for notification (multiple reasons possible) Acquisition/disposal of shares with voting rights Acquisition/disposal of instruments Change of breakdown of voting rights X Other reason: Restatement of interest in line with Transparency Directive amendments, also § 41 Abs. 4f WpHG |
3. Details of person subject to the notification obligation
| Name: Aviva plc | City and country of registered office (if applicable): London, United Kingdom |
| 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. Aviva Life & Pensions UK Ltd. |
| 5. Date on which threshold was crossed or reached: 26.11.2015 |
| 6. Total positions | ||||
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
| Resulting situation | 7.63% | 2.21% | 9.84% | 19,678,221 |
| Previous notification (if applicable) | 9.72% | N/A% | N/A% | |
7. Notified details of the resulting situation | ||||
| a. Voting rights attached to shares (Sec.s 21, 22 WpHG) | ||||
| ISIN | absolute | in % | ||
| direct (Sec. 21 WpHG) | indirect (Sec. 22 WpHG) | direct (Sec. 21 WpHG) | indirect (Sec. 22 WpHG) | |
| DE000A1X3W00 | 0 | 1502268 | 0% | 7.63% |
| % | % | |||
| Total | 1502268 | 7.63% | ||
| b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG (please use annex in case of more than 3 instruments) | ||||
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| RIGHT TO RECALL LOANED SHARES | N/A | N/A | 433837 | 2.21% |
| % | ||||
| % | ||||
| Total | 433837 | 2.21% | ||
| b.2 Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG (please use annex in case of more than 3 instruments) | |||||
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| % | |||||
| % | |||||
| % | |||||
| Total | % | ||||
| 8. Information in relation to the person subject to the notification obligation (please tick the applicable box): Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity (please use annex in case of more than 4 undertakings; in this case please always provide only to BaFin also an organizational chart accompanying your notification): | |||
| Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
| See annex | % | % | % |
| % | % | % | |
| % | % | % | |
| % | % | % | |
| 9. In case of proxy voting according to § 22 Abs. 3 WpHG Date of general meeting: Holding position after general meeting: % (equals voting rights) |
Attachment to (please tick the applicable box)
II.7.b.1. (fill in the sums into the standard form)
| 7.b.1. Instrumente i.S.d. Sec. 25 para. 1 No. 1 WpHG (attachment can be extended) | ||||
| Type of instrument | Voting rights absolute | Voting rights in % | Expiration or maturity date | Exercise or conversion period |
| % | ||||
| % | ||||
| % | ||||
| % | ||||
| % | ||||
| % | ||||
II.7.b.2. (fill in the sums into the standard form)
| 7.b.2. Instrumente i.S.d. Sec. 25 Abs. 1 No. 2 WpHG (attachment can be extended) | |||||
| Type of instrument | Voting rights absolute | Voting rights in % | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement |
| % | |||||
| % | |||||
| % | |||||
| % | |||||
| % | |||||
| % | |||||
X II.8. (Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity; attachment can be extended)
| Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
| Aviva plc | % | % | % |
| Aviva Group Holdings Ltd | % | % | % |
| Aviva Participations SA | % | % | % |
| Aviva France SA | % | % | % |
| % | % | % | |
| Aviva plc | % | % | % |
| Aviva Group Holdings Ltd | % | % | % |
| Aviva Life Holdings UK Ltd | % | % | % |
| Aviva Life & Pensions UK Ltd | 5.34% | % | 7.36% |
| % | % | % | |
| Aviva plc | % | % | % |
| Aviva Group Holdings Ltd | % | % | % |
| Aviva Investors Holdings Ltd | % | % | % |
| Aviva Investors Luxembourg SA | % | % | % |
| % | % | % | |
| Aviva plc | % | % | % |
| Aviva Group Holdings Ltd | % | % | % |
| Aviva Investors Holdings Ltd | % | % | % |
| Aviva Investors Global Services Ltd | % | % | % |
| Aviva Investors Investment Funds ICVC | % | % | % |
| % | % | % | |
| Aviva plc | % | % | % |
| Aviva Group Holdings Ltd | % | % | % |
| Aviva Investors Holdings Ltd | % | % | % |
| Aviva Investors Global Services Ltd | % | % | % |
| Aviva Investors International Fund | % | % | % |
Planegg-Martinsried, 22.01.2016
The Executive Management Board
Contact Medigene AG
Public & Investor Relations
Julia Hofmann / Dr. Robert Mayer
Email: investor@medigene.com
Tel.: ++49 - 89 - 20 00 33 33 01
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: Medigene AG via Globenewswire
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Medigene AG
Lochhamer Strasse 11 Martinsried / München Germany
WKN: A1X3W0;ISIN: DE000A1X3W00;
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