Press Release: UniCredit Bank AG: Stabilisation Notice
Date: July 10th, 2018
Not for the distribution, directly or indirectly in to the United States
or any jurisdiction in which such distribution would be unlawful.
Otto (GmbH & Co KG)
Pre - Stabilisation Notice
UniCredit Bank AG (contact:UniCredit Syndicate ,+44 207 826 1815) hereby
gives notice that the Stabilising Manager(s) named below may stabilise
the offer of the following securities in accordance with Commission
Regulation (EC) No. 2273/2003 implementing the Market Abuse Directive
(2003/6/EC).
The Securities:
--------------------------------------------------------------- --------------------------------------------------------
Issuer: Otto (GmbH & Co KG)
--------------------------------------------------------------- --------------------------------------------------------
Guarantor (if any): n/a
--------------------------------------------------------------- --------------------------------------------------------
Aggregate Nominal Amount: EUR 250mn expected
--------------------------------------------------------------- --------------------------------------------------------
Description: EUR Bonds Perpetual (non call 7 years)
--------------------------------------------------------------- --------------------------------------------------------
Stabilisation:
--------------------------------------------------------------- --------------------------------------------------------
Stabilising manager: UniCredit
--------------------------------------------------------------- --------------------------------------------------------
Stabilisation Period expected to start on: July 10(th) , 2018
--------------------------------------------------------------- --------------------------------------------------------
Stabilisation period expected to end no later than: August 9(th) , 2018
--------------------------------------------------------------- --------------------------------------------------------
Existance, maximum size and conditions of use of over-allotment The Stabilising Manager(s) may over-allot the securities
facility: to the extent permitted in accordance
with applicable law.
--------------------------------------------------------------- --------------------------------------------------------
In connection with the offer of the above securities, the Stabilising
Manager(s) may over-allot the securities or effect transactions with a
view to supporting the market price of the securities at a level higher
than that which might otherwise prevail. However, there is no assurance
that the Stabilising Manager(s) will take any stabilisation action and
any stabilisation action, if begun, may be ended at any time. Any
stabilization action or over-allotment shall be conducted in accordance
with all applicable laws and rules.
This announcement is for information purposes only and does not
constitute an invitation or offer to underwrite, subscribe for or
otherwise acquire or dispose of any securities of the Issuer in any
jurisdiction. This announcement is not for distribution, directly or
indirectly, in or into the United States or any other jurisdiction in
which such distribution would be unlawful.
This announcement and the offer of the securities to which it relates
are only addressed to and directed at persons outside the United Kingdom
and persons in the United Kingdom who have professional experience in
matters related to investments or who are high net worth persons within
article 12(5) of the Financial Services and Markets Act 2000 (Financial
Promotion) Order 2005 and must not be acted on or relied on by other
persons in the United Kingdom.
In addition, if and to the extent that this announcement is communicated
in, or the offer of the securities to which it relates is made in, any
EEA Member State that has implemented Directive 2003/71/EC (together
with any applicable implementing measures in any Member State, the
"Prospectus Directive") before the publication of a prospectus in
relation to the securities which has been approved by the competent
authority in that Member State in accordance with the Prospectus
Directive (or which has been approved by a competent authority in
another Member State and notified to the competent authority in that
Member State in accordance with the Prospectus Directive), this
announcement and the offer are only addressed to and directed at persons
in that Member State who are qualified investors within the meaning of
the Prospectus Directive (or who are other persons to whom the offer may
lawfully be addressed) and must not be acted on or relied on by other
persons in that Member State.
This announcement is not an offer of securities for sale into the United
States. The securities have not been, and will not be, registered under
the United States Securities Act of 1933 and may not be offered or sold
in the United States absent registration or an exemption from
registration. There will be no public offer of securities in the United
States.
Date: [x]
Not for the distribution, directly or indirectly in to the United States
or any jurisdiction in which such distribution would be unlawful.
[pls. include issuer]
Pre - Stabilisation Notice
UniCredit Bank AG (contact:[x]; telephone: +[x) hereby gives notice that
the Stabilising Manager(s) named below may stabilise the offer of the
following securities in accordance with Commission Regulation (EC) No.
2273/2003 implementing the Market Abuse Directive (2003/6/EC).
The Securities:
--------------------------------------------------------------- --------------------------------------------------------
Issuer: [x]
--------------------------------------------------------------- --------------------------------------------------------
Guarantor (if any): [x], if not applicable pls. insert N/A
--------------------------------------------------------------- --------------------------------------------------------
Aggregate Nominal Amount: EUR XXX mn
--------------------------------------------------------------- --------------------------------------------------------
Description: EUR XXX mn Bonds due [x]
--------------------------------------------------------------- --------------------------------------------------------
Other Offer terms: [x, e.g. listing, denomination(s), issue date, etc.]]
--------------------------------------------------------------- --------------------------------------------------------
Stabilisation:
--------------------------------------------------------------- --------------------------------------------------------
Stabilising mangers: Coordination Stabilising Manager: UniCredit Bank AG,
Stabilisation Managers: [x], [x], .
--------------------------------------------------------------- --------------------------------------------------------
Stabilisation Period expected to start on: [x]
--------------------------------------------------------------- --------------------------------------------------------
Stabilisation period expected to end no later than: [30 days]
--------------------------------------------------------------- --------------------------------------------------------
Existance, maximum size and conditions of use of over-allotment The Stabilising Manager(s) may over-allot the securities
facility: to the extent permitted in accordance
with applicable law..
--------------------------------------------------------------- --------------------------------------------------------
In connection with the offer of the above securities, the Stabilising
Manager(s) may over-allot the securities or effect transactions with a
view to supporting the market price of the securities at a level higher
than that which might otherwise prevail. However, there is no assurance
that the Stabilising Manager(s) will take any stabilisation action and
any stabilisation action, if begun, may be ended at any time. Any
stabilization action or over-allotment shall be conducted in accordance
with all applicable laws and rules.
This announcement is for information purposes only and does not
constitute an invitation or offer to underwrite, subscribe for or
otherwise acquire or dispose of any securities of the Issuer in any
jurisdiction. This announcement is not for distribution, directly or
indirectly, in or into the United States or any other jurisdiction in
which such distribution would be unlawful.
This announcement and the offer of the securities to which it relates
are only addressed to and directed at persons outside the United Kingdom
and persons in the United Kingdom who have professional experience in
matters related to investments or who are high net worth persons within
article 12(5) of the Financial Services and Markets Act 2000 (Financial
Promotion) Order 2005 and must not be acted on or relied on by other
persons in the United Kingdom.
In addition, if and to the extent that this announcement is communicated
in, or the offer of the securities to which it relates is made in, any
(MORE TO FOLLOW) Dow Jones Newswires
July 10, 2018 05:03 ET (09:03 GMT)
EEA Member State that has implemented Directive 2003/71/EC (together with any applicable implementing measures in any Member State, the "Prospectus Directive") before the publication of a prospectus in relation to the securities which has been approved by the competent authority in that Member State in accordance with the Prospectus Directive (or which has been approved by a competent authority in another Member State and notified to the competent authority in that Member State in accordance with the Prospectus Directive), this announcement and the offer are only addressed to and directed at persons in that Member State who are qualified investors within the meaning of the Prospectus Directive (or who are other persons to whom the offer may lawfully be addressed) and must not be acted on or relied on by other persons in that Member State. This announcement is not an offer of securities for sale into the United States. The securities have not been, and will not be, registered under the United States Securities Act of 1933 and may not be offered or sold in the United States absent registration or an exemption from registration. There will be no public offer of securities in the United States.
(END) Dow Jones Newswires
July 10, 2018 05:03 ET (09:03 GMT)
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