Baader Bank AG (508810) Form 8.3 - Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE 02-Jul-2020 / 12:58 CET/CEST Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement. FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Full name of discloser: Baader Bank Aktiengesellschaft on its own behalf and on behalf of its controlling shareholder Baader Beteiligungs GmbH and its ultimate controlling shareholder Uto Baader (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. (c) Name of offeror/offeree Williams Grand Prix Holdings PLC in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: (e) Date position 1 July 2020 held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure Baader Bank Aktiengesellschaft, in its capacity as designated sponsor and market maker for securities of Williams Grand Prix Holdings PLC, enters into purchase and/or sale transaction in securities of the company as part of its ordinary course of business. (f) In addition to the N/A company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If YES, specify which: If it is a cash offer or possible cash offer, state "N/A" 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of Ordinary Shares of 5p each (ISIN DE000A1H6VM4) relevant security : Interests Short positions Number % Number % (1) 924,413 9.24* Relevant securiti es owned and/or controll ed: (2) Cash-set tled derivati ves: (3) Stock-se ttled derivati ves (includi ng options) and agreemen ts to purchase /sell: TOTAL: 924,413 9.24 * Baader Bank Aktiengesellschaft directly holds 822,108 shares (8.22%) and Baader Beteiligungs GmbH directly holds 20,000 shares (0.2%). Baader Bank Aktiengesellschaft is advised by FiveT Capital AG (which holds 82,305 shares in the offeror (0.82%)) in relation to its holding in Williams Grand Prix Holdings plc. All interests and all short positions should be disclosed. Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors' and other employee options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: 3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. The currency of all prices and other monetary amounts should be stated. (a) Purchases and sales Class of relevant Purchase/sale Number of Price per security securities unit 5 p ordinary PURCHASE 259 12.50 shares (ISIN DE000A1H6VM4) 5 p ordinary SALE 320 12.60 shares (ISIN DE000A1H6VM4) 5 p ordinary SALE 199 12.70 shares (ISIN DE000A1H6VM4) (b) Cash-settled derivative transactions Class of Product Nature of Number of Price per relevant description dealing reference unit security securities e.g. CFD e.g. opening/closi ng a long/short position, increasing/re ducing a long/short position (c) Stock-settled derivative transactions (including options) (i) Writing, selling, purchasing or varying Class Product Writing, Number Exercise Type Expiry Option of descrip purchasi of price date money releva tion ng, securi per unit paid/ nt e.g. selling, ties receive securi call varying to e.g. d per ty option etc. which Ameri unit option can, relate Europ s ean etc. (ii) Exercise Class of Product Exercising/ Number of Exercise relevant description exercised securities price per security against unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of relevant Nature of dealing Details Price per unit security (if applicable) e.g. subscription, conversion 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" None (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" None (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO 2 July 2020 Date of disclosure: Jürgen Mayser, Managing Director, Risk Management & Regulatory Reporting Baader Bank Aktiengesellschaft Contact name: +49 89 5150-1717 Telephone number*: Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129. *If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk [1]. ISIN: DE0005088108 Category Code: RET - Williams Grand Prix Holdings PLC TIDM: 508810 LEI Code: 529900JFOPPEDUR61H13 OAM Categories: 3.1. Additional regulated information required to be disclosed under the laws of a Member State Sequence No.: 73338 EQS News ID: 1084759 End of Announcement EQS News Service 1: https://eqs-cockpit.com/cgi-bin/fncls.ssp?fn=redirect&url=d610e80acff92c902df9f1f3bdbd4b53&application_id=1084759&site_id=vwd&application_name=news
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July 02, 2020 06:58 ET (10:58 GMT)