For filings with the FCA include the annex
For filings with issuer exclude the annex
+------------------------------------------------------------------------------+ |TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) | +------------------------------------------------------------------------------+
+---------------------------------------------+--------------------------------+ |1. Identity of the issuer or the underlying | | |issuer |NB GLOBAL FLOATING RATE INCOME | |of existing shares to which voting rights are|FUND LIMITED | |attached: (ii) | | +---------------------------------------------+--------------------------------+ |2 Reason for the notification (please tick the appropriate box or boxes): | +----------------------------------------------------------------------------+-+ |An acquisition or disposal of voting rights | | +----------------------------------------------------------------------------+-+ |An acquisition or disposal of qualifying financial instruments which may | | |result in the acquisition of shares already issued to which voting rights | | |are attached | | +----------------------------------------------------------------------------+-+ |An acquisition or disposal of instruments with similar economic effect to | | |qualifying financial instruments | | +----------------------------------------------------------------------------+-+ |An event changing the breakdown of voting rights | | +----------------------------------------------------------------------------+-+ |Other (please specify): Threshold crossing by a Controlled Undertaking. |x| | | | +--------------------------------------+-------------------------------------+-+ |3. Full name of person(s) subject to | | |the |FIL Limited | |notification obligation: (iii) | | +--------------------------------------+---------------------------------------+ |4. Full name of shareholder(s) |See Section 9 | | (if different from 3.):(iv) | | +--------------------------------------+---------------------------------------+ |5. Date of the transaction and date on| | |which the threshold is crossed or |23 May 2016 | |reached: (v) | | +--------------------------------------+---------------------------------------+ |6. Date on which issuer notified: |25 May 2016 | +--------------------------------------+---------------------------------------+ |7. Threshold(s) that is/are crossed or|5% | |reached: (vi, vii) | | +--------------------------------------+---------------------------------------+
+---------------------------------------------------------------------------------+ |8. Notified details: | +---------------------------------------------------------------------------------+ |A: Voting rights attached to shares (viii, ix) | +------------+-----------------------+--------------------------------------------+ |Class/type |Situation previous |Resulting situation after the triggering | |of |to the triggering |transaction | |shares |transaction | | | +----------+------------+----------+-----------------+---------------+ |if possible |Number |Number |Number |Number of voting |% of voting | |using |of |of |of shares |rights |rights (x) | |the ISIN |Shares |Voting +----------+------+----------+------+--------+ |CODE | |Rights |Indirect |Direct|Indirect |Direct|Indirect| | | | | |(xi) |(xii) | | | +------------+----------+------------+----------+------+----------+------+--------+ |GG00B3KX4Q34| | | | | | | | | |60,772,131| 97,235,409|61,244,878| |97,991,804| | 5.62%| | | | | | | | | | +------------+----------+------------+----------+------+----------+------+--------+
+---------------------------------------------------------------------------------+ |B: Qualifying Financial Instruments | +---------------------------------------------------------------------------------+ |Resulting situation after the triggering transaction | +--------------+----------+----------------------+------------------+-------------+ |Type of |Expiration|Exercise/ |Number of voting |% of voting | |financial |date |Conversion Period |rights that may be|rights | |instrument |(xiii) |(xiv) |acquired if the | | | | | |instrument is | | | | | |exercised/ | | | | | |converted. | | +--------------+----------+----------------------+------------------+-------------+ | | | | | | +--------------+----------+----------------------+------------------+-------------+
+---------------------------------------------------------------------------------+ |C: Financial Instruments with similar economic effect to Qualifying Financial | |Instruments (xv, xvi) | +---------------------------------------------------------------------------------+ |Resulting situation after the triggering transaction | +-------------+----------+----------+----------+-------------------+--------------+ |Type of |Exercise |Expiration|Exercise/ |Number of voting |% of voting | |financial |price |date |Conversion|rights instrument |rights (xix, | |instrument | |(xvii) |period |refers to |xx) | | | | |(xviii) | | | +-------------+----------+----------+----------+-------------------+-------+------+ | | | | | |Nominal|Delta | | | | | | +-------+------+ | | | | | | | | +-------------+----------+----------+----------+-------------------+-------+------+
+---------------------------------------------------------------------------------+ |Total (A+B+C) | +-------------------------------------+-------------------------------------------+ |Number of voting rights |Percentage of voting rights | +-------------------------------------+-------------------------------------------+ | 97,991,804| 5.62%| +-------------------------------------+-------------------------------------------+
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: (xxi)
+--------------------------------------+--------------------+ | Controlled Undertaking | Percentage Holding | +--------------------------------------+--------------------+ | FIL INVESTMENTS INTERNATIONAL | 5.18 | +--------------------------------------+--------------------+ | FIL INVESTMENT SERVICES (UK) LIMITED | 0.44 | +--------------------------------------+--------------------+ | Grand Total | 5.62 | +--------------------------------------+--------------------+
Proxy Voting: 10. Name of the proxy holder:
11. Number of voting rights proxy holder will acquire/ cease to hold:
12. Date on which proxy holder will acquire/ cease to hold voting rights:
13. Additional information: Threshold crossing by a Controlled Undertaking. Controlled Undertakings previously disclosed as FIL Limited should have been FIL Investments International. 14. Contact name: Sally-Ann Hatton 15. Contact telephone number:
fil-regreporting@fil.com, 01737 837148
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Source: NB GLOBAL FLOATING RATE INCOME FUND LIMITED (USD) via GlobeNewswire [HUG#2015554]
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