Awards' shortlist closes with record number of votes for top nominees
Complinet, a leading provider of connected risk, regulatory and compliance solutions and part of the Thomson Reuters Governance, Risk and Compliance unit, has closed the nominations for its sixth annual awards dinner with a record level of entries and votes from the industry.
The shortlist of nominees is as follows:
2010 Chief Compliance Officer of the Year
- Gill Clarke, Chief Compliance Officer, Close Asset Management Ltd
- Toby Hampden-Acton, Chief Compliance Officer, Thames River Capital LLP
- Clive Shelton, Risk & Compliance Director, International Financial Data Services (IFDS)
- Helen Audear, Head of Compliance, Allianz
- Andrew Wedge, Executive Director, Goldman Sachs International
- Paul Heatlie, Head of Regulatory Affairs, Standard Chartered Bank
- Philip Dench, Head of Compliance UK & CI, HSBC
- Bharat Samani, Group Head of Compliance, CMC Markets UK PLC
2010 Compliance Officer of the Year
- John Ryan, Compliance Officer, BNP Paribas
- Robin O'Donnell, Head of Compliance, Bank of America Merrill Lynch
- Ann Alexander, Group Compliance Officer/MLRO, Allianz
- Nick Child, Head of Markets Compliance EMEA, Citi
- Watkin Samuel, Head of Compliance, Deutsche Pfandbriefbank AG
- Karen Chan, Executive Director, Compliance, Goldman Sachs Asset Management
- Fiona Wall, Compliance Officer, Standard Chartered Bank
- Stella Leung, Compliance Manager, Standard Chartered Bank
- Laura Padovani, Vice President of Compliance, American Express Services Europe Limited
- Julie Bowers, Director - Global Compliance GES International, American Express Bank Ltd
- Sally Winstanley, Head of Investment Compliance, Liverpool Victoria
- David Rawlingson, Deputy Head of Compliance, HSBC
2010 Young Compliance Officer of the Year
- David Churton, Head of EMEA Sales & Trading Compliance, Morgan Stanley
- Nina Sidhu, Compliance Manager, Global Reach Partners
- James Tappenden, Compliance & Risk Analyst, Thames River Capital
- Ifeanyi Uyanneh, Compliance Officer, Affinion International Limited
- Aron Brown, Associate Director, Complyport Limited
- Zoe Rosewarne, Chief Compliance Officer, Pareto Investment Management Limited
- Brian Lewis, Compliance Manager Europe, Noble Group
- Kyp Zoumidou, Head of Compliance, IG Markets Limited
2010 Money Laundering Reporting Officer of the Year
- Jason Rickards, Financial Crime Officer, Intrinsic Financial Services
- Nicola Webb, Money Laundering Reporting Officer, Syndicate Asset Management PLC
- Adam Gray, Vice President, Money Laundering Reporting Officer, Pershing
- Sarah Botwood, Money Laundering Reporting Officer, Commerzbank
- Simon Kingsbury, Head of Controls and Money Laundering Reporting Officer, Citibank International plc
- Jason Bradley, Senior AML Compliance Officer, Bank of America Merrill Lynch
- Billy Nicol, Money Laundering Reporting Officer, Equity Trust
- Lee Bellamy, UK Money Laundering Reporting Officer, Standard Chartered Bank
- Katy Parker, Anti-Money Laundering Officer, BNY Mellon
- Paul Rothwell, Money Laundering Reporting Officer, CMC Markets
- Becky Cray, Money Laundering Reporting Officer, Henderson
2010 Compliance Personality of the Year
- Thomas Bullman, Founder, Hedge Fund Society
- Steve White, Regulation and Compliance Manager, British Insurance Brokers' Association
- Dan Jenkinson, Regional Compliance Manager, Capita
- Branko Bjelobaba, Director, Branko Ltd
2010 Outstanding Long-Term Service to the Compliance Industry
- Alan Greatbatch, Head of Country Compliance – Europe, Standard Chartered
- Peter Beales, Secretary, AFME
- Craig Axel Josephson, Senior Vice President - AML Coordinator EMEA and Asia, Northern Trust
- David Skade, Head of Financial Security & Money Laundering Reporting Officer, Credit Agricole Corporate & Investment Bank
- Brian Harte, Group Head of Compliance Europe and Asia, Royal Bank of Canada
2010 Most Effective Compliance Training at a Regulated Firm
- Nicholas Chapman, Vice President Compliance Training BNY Mellon Compliance & Ethics, BNY Mellon
- Steve Fairclough, Head of Compliance Training Global Compliance, Northern Trust
- Robyn Shapiro, Group Compliance Learning and Development Officer, Investec Ltd
- David Clueit, Compliance Officer (Training), Hargreave Hale
- Paul Hecker, Compliance Director, RBC Capital Markets
- Andy Nibloe, Operations Director, Heath Lambert
2010 Best Regulatory Law Firm or Lawyer of the Year
- James Perry, Partner, Ashurst LLP
- Tony Woodcock, Partner - Commercial Litigation, Stephenson Harwood Limited
- Arun Srivastava, Partner, Baker & McKenzie LLP
- Jonathan Herbst, Partner, Norton Rose LLP
- Nick Greenwood, Partner, Dewey & LeBoeuf
2010 Best Consulting Firm of the Year
- Regulatory Compliance Associates Inc. (REGCOM)
- Complyport Limited
- Moore Stephens LLP
- Laven Partners
2010 Compliance Innovator of the Year
- Mapfre Abraxas
- Deutsche Bank
- Mitsubishi Securities
The awards dinner will be held at the Dorchester, Park Lane, on November 15. Sponsors for the event include Dow Jones, Bovill, BPP, the Institute of Money Laundering Prevention Officers (IMLPO), Black Swan Group, Barclay Simpson, Compliance Recruitment Solutions, Enterprise Learning and Hays Recruitment. Peter Haines, managing director of Peter Haines Compliance Consultancy, a former senior regulatory and practitioner, is master of ceremonies for the evening. The Siren String Quartet and impressionist, playwright and comedian Rory Bremner will provide the entertainment.
To find out more information or register your interest in the event, go to:
http://www.complinet.com/gatherings/awards/2010/
About Thomson Reuters
Thomson Reuters is the world's leading source of intelligent information for businesses and professionals. We combine industry expertise with innovative technology to deliver critical information to leading decision makers in the financial, legal, tax and accounting, healthcare and science and media markets, powered by the world's most trusted news organization. With headquarters in New York and major operations in London and Eagan, Minnesota, Thomson Reuters employs 55,000 people and operates in over 100 countries. Thomson Reuters shares are listed on the Toronto and New York Stock Exchanges (NYSE: TRI). For more information, go to www.thomsonreuters.com.
About Thomson Reuters Governance, Risk and Compliance business
The Governance, Risk and Compliance business of Thomson Reuters brings together global regulatory and securities intelligence; contract and deal drafting tools; internal policy management; e-learning; anti-money laundering solutions; and audit, filing, board of director and disclosure services. It provides financial institutions, insurance companies and other firms with powerful tools and insights to support decision making across the organization. Thomson Reuters is uniquely positioned to bring comprehensive information assets, advanced technology, products and relationships across the compliance and legal marketplace to connect relevant information in a meaningful way and give customers the knowledge to act. The Thomson Reuters GRC unit will deliver comprehensive solutions that provide a cohesive view of risk, enabling customers to connect regulatory obligations with business goals to drive innovation and success. The unit comprises market-leading GRC brands including Complinet, Paisley, Westlaw Business, Westlaw Compliance Advisor, Oden and West's Capitol Watch. For more information, visit grc.thomsonreuters.com.
Contacts:
Complinet
Michelle McCann
Tel: +44 (0)870 042 6400
michelle.mcann@thomsonreuters.com
