UniCredit Bank AG / Rule 8.3 17.07.2014 14:40 Dissemination of a Regulatory Announcement, transmitted by DGAP - a company of EQS Group AG. The issuer is solely responsible for the content of this announcement. =-------------------------------------------------------------------------- FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the 'Code') 1. KEY INFORMATION(a) Identity of the person whose positions/dealings UniCredit Bank AG are being disclosed: (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient (c) Name of offeror/offeree in relation to whose Offeror: TUI AG relevant securities this form relates: Use a separate form for each offeror/offeree (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: (e) Date position held/dealing undertaken: 2014-07-16 (f) Has the discloser previously disclosed, or are Yes they today disclosing, under the Code in respect of any other party to this offer?2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)Class of relevant security: TUI AG (DE000TUAG000) Interests Short positions Number % Number % (1) Relevant securities owned and/ 304,398 0.11% 280,679 0.10% or controlled: (2) Derivatives (other than 240,722 0.09% 600 0.0% options): (3) Options and agreements to ./. ./. 7,350 0.0% purchase/DEALING: TOTAL: 545,120 0.19% 288,629 0.10%Class of relevant security: TUI AG convertible bonds 2.75 % (DE000TUAG158) Interests Short positions Number % Number % (1) Relevant securities owned and/ 3,533,674 EUR 1.04% 0 0.0% or controlled: (2) Derivatives (other than ./. ./. ./. ./. options): (3) Options and agreements to ./. ./. ./. ./. purchase/DEALING: TOTAL: 3,533,674 EUR 1.04% 0 0.0%Class of relevant security: TUI AG convertible bonds 5.5 % (DE000TUAG117) Interests Short positions Number % Number % (1) Relevant securities owned and/ 178,921 EUR 0.27% 0 0.0% or controlled: (2) Derivatives (other than ./. ./. ./. ./. options): (3) Options and agreements to ./. ./. ./. ./. purchase/DEALING: TOTAL: 178,921 EUR 0.27% 0 0.0%All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors' and other executive options)Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages:If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and salesClass of relevant security Purchase/DEALING Number of Price per unit securities TUI AG convertible Sell 2,074,100 EUR bonds 5.5 % Buy 2,667 EUR (DE000TUAG158)(b) Derivatives transactions (other than options)Class of Product Nature of dealing Number of Price relevant descrip- e.g. opening/closing a long/ reference per unit security tion short position, increasing/ securities e.g. CFD reducing a long/short position TUIGn.DE_ITS ETF Purchase 6,000 11.43 EUR(c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varyingClass Product Writing, Number of Exer- Type Exp- Option of descrip- purchasing, securities cise e.g. iry money rele- tion selling, to which price Ameri- date paid/ vant e.g. varying etc. option per can, received secu- call relates unit Euro- per unit rity option pean etc.(ii) ExercisingClass of relevant Product Number of Exercise price per security description securities unit e.g. call option(d) Other dealings (including subscribing for new securities)Class of relevant Nature of dealing Details Price per unit (if security e.g. subscription, applicable) conversionThe currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangementsDetails of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state 'none'(b) Agreements, arrangements or understandings relating to options or derivativesDetails of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state 'none'(c) AttachmentsIs a Supplemental Form 8 (Open Positions) attached? NODate of disclosure: June, 17th 2014 Contact name: Rene Ludwig Telephone number: +49-89-378 13 663Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 17.07.2014 DGAP's Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de =-------------------------------------------------------------------------- Language: English Company: UniCredit Bank AG Kardinal-Faulhaber-Str. 1 80333 München Germany Phone: +49 (89) 378-252 76 Fax: +49 (89) 378-240 83 E-mail: ir@hvbgroup.com Internet: www.hvb.de/DEALING ISIN: DE0008022005 Category Code: RET TIDM: Sequence Number: 2127 Time of Receipt: Jul 17, 2014 14:36:47 End of Announcement DGAP News-Service =--------------------------------------------------------------------------
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July 17, 2014 08:40 ET (12:40 GMT)
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