BLOCK LISTING SIX MONTHLY RETURN
Date: 12 January 2015
Name of applicant: Canaccord Genuity Group Inc.
Name of scheme: (a) CSH Replacement ABED share scheme
(b) CSH Replacement LTIP share scheme
(c) Long Term Incentive Plan (LTIP)
(d) Share Option Plan
Period of return: From: 1 July 2014 To: 31 December 2014
Balance of unallotted securities under (a) 123,764 common shares
scheme(s):
(b) 197,836 common shares
(c) 0 common shares
(d) 0 common shares
Plus: The amount by which the block (a) 0
scheme(s) has been increased since the
date of the last return (if any (b) 0
increase has been applied for):
(c) 1,500,000
(d) 1,871,643
Less: Number of securities issued/ (a) (29,898)
allotted under scheme(s) during period
(see LR3.5.7G): (b) (54,496)
(c) (456,605)
(d) (146,647)
Equals: Balance under scheme(s) not (a) 93,866
yet issued/allotted at end of period:
(b) 143,340
(c) 1,043,395
(d) 1,724,996
Name of contact: Martin L. MacLachlan, Corporate
Secretary
Telephone number of contact: +1 (416) 867-6078
(CF. CF)
