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Press Release: Primary analysis results from -2-

Press Release: Primary analysis results from Novartis pivotal JULIET trial show Kymriah (tisagenlecleucel) sustained complete responses at six months in adults with r/r DLBCL, a difficult-to-treat cancer

Novartis International AG / Primary analysis results from Novartis 
pivotal JULIET trial show Kymriah (tisagenlecleucel) sustained 
complete responses at six months in adults with r/r DLBCL, a 
difficult-to-treat cancer . Processed and transmitted by Nasdaq 
Corporate Solutions. The issuer is solely responsible for the content of 
this announcement. 
 
 
   -- At six months, 30% of patients treated with Kymriah were in complete 
      response, with a 74% relapse-free rate after onset of response; median 
      duration of response was not reached 
 
   -- Grade 3/4 neurologic events occurred in 12% of patients; Grade 3/4 CRS 
      occurred in 23% of treated patients using the Penn Grading Scale and was 
      managed by protocol-specific algorithm 
 
   -- More than a quarter of patients received Kymriah in outpatient setting 
      during JULIET trial 
 
   -- Cost-effectiveness and societal value of Kymriah in pediatric and young 
      adult patients with r/r B-cell ALL to be presented at ASH 
 
   The digital press release with multimedia content can be accessed here: 
 
 
 
   https://novartis.gcs-web.com/Primary-analysis-results-from-Novartis-pivotal-JULIET-trial-show-Kymriah-tisagenlecleucel-sustained-complete-responses-at-six-months-in-adults-with-r-r-DLBCL-a-difficult-to-treat-cancer 
 
 
   Basel, December 10, 2017 - Novartis today announced updated results from 
the JULIET clinical trial demonstrating sustained responses with 
Kymriah (tisagenlecleucel) suspension for intravenous infusion, 
formerly CTL019, in adult patients with relapsed or refractory (r/r) 
diffuse large B-cell lymphoma (DLBCL). The data from this pivotal trial, 
led by researchers from the University of Pennsylvania (Penn), show an 
overall response rate (ORR) of 53% (95% confidence interval [CI], 42% - 
64%; p<0.0001), with 40% achieving a complete response (CR) and 14% 
achieving a partial response (PR) among 81 infused patients with three 
or more months of follow-up or earlier discontinuation. At six months 
from infusion, the ORR was 37% with a CR rate of 30%. The median 
duration of response was not reached. Results from this study of Kymriah, 
the first-ever FDA-approved chimeric antigen receptor T cell (CAR-T) 
therapy, were included in the US and EU regulatory filings for Kymriah 
in r/r DLBCL and will be presented in an oral presentation at the 59th 
American Society of Hematology (ASH) annual meeting (Abstract #577; 
Monday, December 11, 7:00 AM EST)[1]. 
 
   "At the time of trial enrollment, these patients with DLBCL had been 
through multiple rounds of chemotherapy and many had unsuccessful stem 
cell transplants, leaving them with few options and a poor prognosis," 
said the study's principal investigator Stephen J. Schuster, MD, the 
Robert and Margarita Louis-Dreyfus Professor in Chronic Lymphocytic 
Leukemia and Lymphoma Clinical Care and Research in the University of 
Pennsylvania's (Penn) Perelman School of Medicine and director of the 
Lymphoma Program at the Abramson Cancer Center. "With tisagenlecleucel, 
we have been able to significantly increase their chance of achieving 
and maintaining a sustained response without stem cell transplant, 
demonstrating the therapy's benefit in the treatment of this lethal 
blood cancer." 
 
   At month three, the CR rate was 32% and the PR rate was 6%, which 
remained consistent to month six (30% CR, 7% PR). Response rates were 
also consistent among prognostic subgroups, including patients who 
received prior autologous stem cell transplant (ASCT) and those with a 
subtype of DLBCL known as double-hit lymphoma, who historically have 
poor outcomes. No patients in response following treatment with Kymriah 
proceeded to stem cell transplant[1]. 
 
   In the JULIET study, the relapse-free probability at six months after 
first response was 74% (95% CI, 52%-87%), and median duration of 
response was not reached. Median overall survival was also not reached 
(95% CI: 6.5 months to NE [not estimable]), and the median time from 
infusion to data cutoff was 5.6 months[1]. 
 
   "While immediate response to treatment is a marker for efficacy, 
patients and physicians need treatment options that provide sustained 
responses over time with a consistent safety profile," said Samit 
Hirawat, MD, Head, Novartis Oncology Global Drug Development. "We look 
forward to continuing to work with health authorities to bring Kymriah 
to patients with relapsed or refractory DLBCL." 
 
   In the JULIET study, cytokine release syndrome (CRS) occurred in 58% of 
all treated patients, with 23% of patients experiencing grade 3/4 CRS 
(15% grade 3; 8% grade 4) using the Penn Grading Scale, a rigorous scale 
for grading CRS. CRS is a known complication of CAR-T therapy that may 
occur when the engineered cells become activated in the patient's body. 
CRS was managed globally using prior site education on implementation of 
the CRS treatment algorithm[1]. 
 
   Twenty one percent of patients experienced any grade neurologic events, 
and 12% of patients had grade 3/4 neurologic adverse events, which were 
managed with supportive care. Grade 3/4 cytopenias lasting more than 28 
days, grade 3/4 infections and grade 3/4 febrile neutropenia occurred in 
27%, 20% and 13% of patients, respectively. Three patients died from 
disease progression within 30 days of infusion. There were no deaths 
attributed to Kymriah, CRS or neurological events. No cerebral edema 
events were reported[1]. 
 
   In the JULIET trial, 26 patients (26%) were infused in the outpatient 
setting; of those, 20 patients (77%) remained outpatient for three or 
more days after infusion. Forty-three patients discontinued before 
infusion and the majority did so due to rapid progression of their 
disease or deterioration in their clinical status. This reflects the 
acute and progressive nature of relapsed or refractory DLBCL. Only 9 of 
147 (6.1%) enrolled patients could not be infused due to inability to 
manufacture an adequate dose of CAR-T cells. Over the course of JULIET, 
with continuous process improvements, manufacturing success rate 
improved to 97% for the last 30 patients. 
 
   JULIET is the first multi-center global registration study for Kymriah 
in adult patients with r/r DLBCL and the second global CAR-T cell 
therapy trial, following the Novartis ELIANA study of Kymriah in 
children and young adults with r/r B-cell acute lymphoblastic leukemia 
(ALL). JULIET was conducted in collaboration with Penn and enrolled 
patients from 27 sites in 10 countries across the US, Canada, Europe, 
Australia and Japan. In 2012, Novartis and Penn entered into a global 
collaboration to further research, develop and commercialize CAR-T cell 
therapies, including Kymriah, for the investigational treatment of 
cancers. 
 
   The results from JULIET build upon a pilot study of Kymriah in r/r DLBCL 
and follicular lymphoma published online today in the New England 
Journal of Medicine, which was led by and conducted at Penn and 
supported by Novartis and grants from the National Institutes of Health, 
as well as through philanthropic support. Among patients with r/r DLBCL, 
the study demonstrated an ORR and safety profile similar to results seen 
in JULIET. The study demonstrated sustained remissions at a follow up of 
28.6 months among patients who responded at six months[2]. 
 
   In April 2017, the US Food and Drug Administration (FDA) granted 
Breakthrough Therapy designation to Kymriah based on data from the 
JULIET study. In October 2017, Novartis submitted an application to the 
FDA for Kymriah in adult patients with r/r DLBCL who are ineligible for 
or relapse after ASCT, followed shortly by an application to the 
European Medicines Agency (EMA) in November for Kymriah for the 
treatment of adult patients with r/r DLBCL who are ineligible for ASCT, 
and for children and young adults with r/r B-cell ALL. Additional 
filings beyond the US and EU are anticipated in 2018. 
 
   Economic and Societal Value of Kymriah in ALL Presented at ASH 
 
   Results of a cost-effectiveness analysis of Kymriah for the treatment of 
r/r B-cell ALL in the US will be presented in an oral presentation at 
the meeting (Abstract #609; Monday, December 11, 7:30 AM EST). 
 
   The analysis showed that, based on the current US list price of 
$475,000, Kymriah is cost-effective compared to standard of care. The 
analysis compared the life years and quality-adjusted life years gained 
with Kymriah compared to clofarabine monotherapy, clofarabine 
combination therapy, blinatumomab, other salvage chemotherapies and 
allogeneic stem cell transplant. Quality-adjusted life years is a 
measure of value of health outcomes based on disease burden, including 
both the quality and quantity of life lived[3]. 
 
   In addition, results of another analysis to determine the potential 
societal value of Kymriah to patients with r/r ALL in the United Kingdom 
were presented in a poster presentation at the meeting (Abstract #1330; 
Saturday, December 9, 5:30 PM EST). 
 
   To quantify the societal value of Kymriah, the analysis looked at the 
economic value of the incremental quality adjusted life years gained 
along with the patient's expected productivity using nationally 
representative data on employment rates and earnings. Results show that 
therapies such as Kymriah have the potential to provide benefit to 
patients and society, particularly through gains in survival, 
contributing to productivity[4]. 
 
   About Kymriah 
 
   In August 2017, Kymriah became the first available chimeric antigen 
receptor T cell (CAR-T) therapy when it received FDA approval for 
children and young adults with B-cell acute lymphoblastic leukemia (ALL) 
that is refractory or has relapsed at least twice. Kymriah is a novel 
immunocellular therapy and a one-time treatment that uses a patient's 
own T cells to fight cancer. Kymriah uses the 4-1BB costimulatory domain 
in its chimeric antigen receptor to enhance cellular expansion and 
persistence. 
 
   About Kymriah Manufacturing 
 
   Kymriah will be manufactured for each individual patient using their own 

(MORE TO FOLLOW) Dow Jones Newswires

December 10, 2017 10:38 ET (15:38 GMT)

cells at the Novartis Morris Plains, New Jersey facility. Novartis has 
successfully demonstrated a 22-day turnaround time for manufacturing 
Kymriah in the commercial setting, and this will continue to be the 
target. The reliable and integrated manufacturing and supply chain 
platform for Kymriah allows for an individualized treatment approach on 
a global scale. The process includes cryopreservation of a patient's 
harvested (or leukapheresed) cells, giving treating physicians and 
centers the flexibility to initiate therapy with Kymriah based on the 
individual patient's condition. Building on the company's experience, 
having manufactured CAR-T cells for over 250 patients from 11 countries 
across various indications in clinical trials, it has demonstrated a 
high-quality and reproducible product. Novartis continues to advance its 
CAR-T manufacturing expertise and make investments to support the 
anticipated demand to meet the needs of patients. 
 
   About DLBCL 
 
   DLBCL is the most common form of non-Hodgkin lymphoma, a cancer of the 
lymphatic system, with an estimated 27,650 new cases diagnosed in 
2016[5],[6]. Ten to 15% of DLBCL patients fail to respond to initial 
therapy or relapse within three months of treatment, and an additional 
20% to 25% relapse after initial response to therapy[5]. Nearly 40% of 
patients with DLBCL will die of relapsed or refractory disease[7]. 
 
   Kymriah (tisagenlecleucel) Important Safety information (for 
pediatric and young adult patients with B-cell precursor acute 
lymphoblastic leukemia) 
 
   The full prescribing information, including Boxed WARNING, for Kymriah 
can be found at: 
 
   https://www.pharma.us.novartis.com/files/kymriah.pdf 
 
   Kymriah may cause side effects that are severe or life-threatening, such 
as Cytokine Release Syndrome (CRS) or Neurological Toxicities. Patients 
with CRS may experience symptoms including high fever, difficulty 
breathing, chills/shaking chills, severe nausea, vomiting and diarrhea, 
severe muscle or joint pain, very low blood pressure, or 
dizziness/lightheadedness. Patients may be admitted to the hospital for 
CRS and treated with other medications. 
 
   Patients with neurological toxicities may experience symptoms such as 
altered or decreased consciousness, headaches, delirium, confusion, 
agitation, anxiety, seizures, difficulty speaking and understanding, or 
loss of balance. Patients should be advised to call their health care 
provider or get emergency help right away if they experience any of 
these signs and symptoms of CRS or neurological toxicities. 
 
   Because of the risk of CRS and neurological toxicities, Kymriah is only 
available through a restricted program under a Risk Evaluation and 
Mitigation Strategy (REMS) in the US called Kymriah REMS. 
 
   Serious allergic reactions, including anaphylaxis, may occur after 
Kymriah infusion. 
 
   Kymriah can increase the risk of life-threatening infections that may 
lead to death. Patients should be advised to tell their health care 
provider right away if they develop fever, chills, or any signs or 
symptoms of an infection. 
 
   Patients may experience prolonged low blood cell counts (cytopenia), 
where one or more types of blood cells (red blood cells, white blood 
cells, or platelets) are decreased. The patient's health care provider 
will do blood tests to check all of their blood cell counts after 
treatment with Kymriah. Patients should be advised to tell their health 
care provider right away if they get a fever, are feeling tired, or have 
bruising or bleeding. 
 
   Patients may experience hypogammaglobulinemia, a condition in which the 
level of immunoglobulins (antibodies) in the blood is low and the risk 
of infection is increased. It is expected that patients may develop 
hypogammaglobulinemia with Kymriah, and may need to receive 
immunoglobulin replacement for an indefinite amount of time following 
treatment with Kymriah. Patients should tell their health care provider 
about their treatment with Kymriah before receiving a live virus 
vaccine. 
 
   After treatment with Kymriah, patients will be monitored life-long by 
their health care provider, as they may develop secondary cancers or 
recurrence of their leukemia. 
 
   Patients should not drive, operate heavy machinery, or do other 
dangerous activities for 8 weeks after receiving Kymriah because the 
treatment can cause temporary memory and coordination problems, 
including sleepiness, confusion, weakness, dizziness, and seizures. 
 
   Some of the most common side effects of Kymriah are difficulty breathing, 
fever (100.4degF/38degC or higher), chills/shaking chills, confusion, 
severe nausea, vomiting and diarrhea, severe muscle or joint pain, very 
low blood pressure, and dizziness/lightheadedness. However, these are 
not all of the possible side effects of Kymriah. Patients should talk to 
their health care provider for medical advice about side effects. 
 
   Prior to a female patient starting treatment with Kymriah, their health 
care provider may do a pregnancy test. There is no information available 
for Kymriah use in pregnant or breast-feeding women. Therefore, Kymriah 
is not recommended for women who are pregnant or breast feeding. If 
either sex partner has received Kymriah, patients should talk to their 
health care provider about birth control and pregnancy. 
 
   Patients should tell their health care provider about all the medicines 
they take, including prescription and over-the-counter medicines, 
vitamins, and herbal supplements. 
 
   After receiving Kymriah, patients should be advised that some commercial 
HIV tests may cause a false positive test result. Patients should also 
be advised not to donate blood, organs, or tissues and cells for 
transplantation after receiving Kymriah. 
 
   Disclaimer 
 
   This press release contains forward-looking statements within the 
meaning of the United States Private Securities Litigation Reform Act of 
1995. Forward-looking statements can generally be identified by words 
such as "potential," "can," "will," "plan," "expect," "anticipate," 
"look forward," "believe," "committed," "investigational," "pipeline," 
"launch," or similar terms, or by express or implied discussions 
regarding potential marketing approvals, new indications or labeling for 
Kymriah, regarding our ability to scale and sustain commercial 
manufacturing for Kymriah, regarding our ability to build and sustain a 
network of treatment centers to offer Kymriah, or regarding potential 
future revenues from Kymriah. You should not place undue reliance on 
these statements. Such forward-looking statements are based on our 
current beliefs and expectations regarding future events, and are 
subject to significant known and unknown risks and uncertainties. Should 
one or more of these risks or uncertainties materialize, or should 
underlying assumptions prove incorrect, actual results may vary 
materially from those set forth in the forward-looking statements. There 
can be no guarantee that Kymriah will be submitted or approved for sale 
or for any additional indications or labeling in any market, or at any 
particular time. Neither can there be any guarantee that Novartis will 
successfully scale and sustain commercial manufacturing for Kymriah, or 
successfully build and sustain a network of treatment centers to offer 
Kymriah. Nor can there be any guarantee that Kymriah will be 
commercially successful in the future. In particular, our expectations 
regarding Kymriah could be affected by, among other things, our ability 
to successfully scale and sustain commercial manufacturing and build and 
sustain a network of treatment centers; the uncertainties inherent in 
research and development, including clinical trial results and 
additional analysis of existing clinical data; regulatory actions or 
delays or government regulation generally; our ability to obtain or 
maintain proprietary intellectual property protection; the particular 
prescribing preferences of physicians and patients; global trends toward 
health care cost containment, including government, payor and general 
public pricing and reimbursement pressures; general economic and 
industry conditions, including the effects of the persistently weak 
economic and financial environment in many countries; safety, quality or 
manufacturing issues, and other risks and factors referred to in 
Novartis AG's current Form 20-F on file with the US Securities and 
Exchange Commission. Novartis is providing the information in this press 
release as of this date and does not undertake any obligation to update 
any forward-looking statements contained in this press release as a 
result of new information, future events or otherwise. 
 
   About Novartis 
 
   Novartis provides innovative healthcare solutions that address the 
evolving needs of patients and societies. Headquartered in Basel, 
Switzerland, Novartis offers a diversified portfolio to best meet these 
needs: innovative medicines, cost-saving generic and biosimilar 
pharmaceuticals and eye care. Novartis has leading positions globally in 
each of these areas. In 2016, the Group achieved net sales of USD 48.5 
billion, while R&D throughout the Group amounted to approximately USD 
9.0 billion. Novartis Group companies employ approximately 121,000 
full-time-equivalent associates. Novartis products are sold in 
approximately 155 countries around the world. For more information, 
please visit http://www.novartis.com. 
 
   Novartis is on Twitter. Sign up to follow @Novartis at 
http://twitter.com/novartis and @NovartisCancer at 
http://twitter.com/novartiscancer 
 
   For Novartis multimedia content, please visit 
www.novartis.com/news/media-library 
 
   For questions about the site or required registration, please contact 
media.relations@novartis.com 
 
   References 
 
   [1]    Schuster S., et al. Primary Analysis of Juliet: A Global, Pivotal, 
Phase 2 Trial of CTL019 in Adult Patients with Relapsed or Refractory 
Diffuse Large B-Cell Lymphoma. 59(th) American Society of Hematology 
Annual Meeting and Exposition. Abstract #577. 
 

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