DJ Travis Perkins PLC: TR1 Notification of Major Share Interest
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Travis Perkins (TPK)
Travis Perkins PLC: TR1 Notification of Major Share Interest
24-Oct-2018 / 16:50 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format
if possible)i
1a. Identity of the issuer Travis Perkins PLC
or the underlying issuer
of existing shares to
which voting rights are
attachedii:
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the
appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial X
instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification
obligationiv
Name The Bank of Nova Scotia
City and country of 40 King Street West, Scotia
registered office (if Plaza, Toronto, N/A, Ontario,
applicable) Canada
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of
registered office (if
applicable)
5. Date on which the 16/10/2018
threshold was crossed or
reachedvi:
6. Date on which issuer 23/10/2018
notified (DD/MM/YYYY):
7. Total positions of person(s) subject to the
notification obligation
% of % of voting Total Total number of
voting rights through of both voting rights of
rights financial in % issuervii
attache instruments (8.A +
d to (total of 8.B 1 8.B)
shares + 8.B 2)
(total
of 8.
A)
Resulting 2.76% 2.90% 5.66% 252,143,923.00
situation
on the date
on which
threshold
was crossed
or reached
Position of
previous
notificatio
n (if
applicable)
8. Notified details of the resulting situation on the date
on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/E 2004/109/EC
(DTR5.1) (DTR5.2.1) C) )
(DTR5.1) (DTR5.2.1)
GB0007739609 6,967,633 2.76%
SUBTOTAL 8. A 6,967,633 2.76%
B 1: Financial Instruments according to Art. 13(1)(a) of
Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of
financial datex Conversion rights that may be voting
instrumen Periodxi acquired if the rights
t instrument is
exercised/converted.
SUBTOTAL 8.
B 1
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b)) (Note that holdings held via indices,
baskets and ETFs would be displayed here as asset class
"Equity" or "PreferredEquity" so please update this to the
correct name accordingly)
Type of Expiration Exercise/ Physical or Number % of
financia datex Conversion cash of voting
l Period xi voting rights
instrume rights
nt
settlementxii
Swap 01/05/2020 563 days Cash 7,324,24 2.90%
until Settlement 6
exercise/co
nversion
SUBTOTAL 7,324,24 2.90%
8.B.2 6
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation X
is not controlled by any natural person or
legal entity and does not control any other
undertaking(s) holding directly or indirectly
an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through X
which the voting rights and/or the
financial instruments are effectively held
starting with the ultimate controlling
natural person or legal entityxiv (please add
additional rows as necessary)
Namexv % of voting % of Total of both if it equals or
rights if voting is higher than the notifiable
it equals rights threshold
or is through
higher than financia
the l
notifiable instrume
threshold nts if
it
equals
or is
higher
than the
notifiab
le
threshol
d
The Bank of 5.66
Nova Scotia
10. In case of proxy voting, please identify:
Name of the proxy
holder
The number and % of
voting rights held
The date until which
the voting rights will
be held
11. Additional informationxvi
Place of completion 201 Bishopsgate, 6th Floor London, EC2M 3NS
United Kingdom
Date of completion 23/10/2018
Notes
i Please note that national forms may vary due to specific national
legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the
applicable thresholds or information regarding capital holdings.
ii Full name of the legal entity and further specification of the issuer or
underlying issuer, provided it is reliable and accurate (e.g. address, LEI,
domestic number identity). Indicate in the relevant section whether the
issuer is a non UK issuer.
iii Other reason for the notification could be voluntary notifications,
changes of attribution of the nature of the holding (e.g. expiring of
financial instruments) or acting in concert.
iv This should be the full name of (a) the shareholder; (b) the natural
person or legal entity acquiring, disposing of or exercising voting rights
in the cases provided for in DTR5.2.1 (b) to (h)/ Article 10 (b) to (h) of
Directive 2004/109/EC; (c) all parties to the agreement referred to in
Article 10 (a) of Directive 2004/109/EC (DTR5.2.1 (a)) or (d) the holder of
financial instruments referred to in Article 13(1) of Directive 2004/109/EC
(DTR5.3.1).
As the disclosure of cases of acting in concert may vary due to the specific
circumstances (e.g. same or different total positions of the parties,
entering or exiting of acting in concert by a single party) the standard
form does not provide for a specific method how to notify cases of acting in
concert.
In relation to the transactions referred to in points (b) to (h) of Article
10 of Directive 2004/109/EC (DTR5.2.1 (b) to (h)), the following list is
provided as indication of the persons who should be mentioned:
- in the circumstances foreseen in letter (b) of Article 10 of that
Directive (DTR5.2.1 (b)), the natural person or legal entity that acquires
the voting rights and is entitled to exercise them under the agreement and
the natural person or legal entity who is transferring temporarily for
consideration the voting rights;
- in the circumstances foreseen in letter (c) of Article 10 of that
Directive (DTR5.2.1 (c)), the natural person or legal entity holding the
collateral, provided the person or entity controls the voting rights and
declares its intention of exercising them, and natural person or legal
entity lodging the collateral under these conditions;
- in the circumstances foreseen in letter (d) of Article 10 of that
Directive (DTR5.2.1 (d)), the natural person or legal entity who has a life
interest in shares if that person or entity is entitled to exercise the
voting rights attached to the shares and the natural person or legal entity
who is disposing of the voting rights when the life interest is created;
- in the circumstances foreseen in letter (e) of Article 10 of that
Directive (DTR5.2.1 (e)), the controlling natural person or legal entity
and, provided it has a notification duty at an individual level under
Article 9 (DTR 5.1), under letters (a) to (d) of Article 10 of that
Directive (DTR5.2.1 (a) to (d)) or under a combination of any of those
situations, the controlled undertaking;
- in the circumstances foreseen in letter (f) of Article 10 of that
Directive (DTR5.2.1 (f)), the deposit taker of the shares, if he can
exercise the voting rights attached to the shares deposited with him at his
discretion, and the depositor of the shares allowing the deposit taker to
exercise the voting rights at his discretion;
- in the circumstances foreseen in letter (g) of Article 10 of that
Directive (DTR5.2.1 (g)), the natural person or legal entity that controls
the voting rights;
- in the circumstances foreseen in letter (h) of Article 10 of that
Directive (DTR5.2.1 (h)), the proxy holder, if he can exercise the voting
rights at his discretion, and the shareholder who has given his proxy to the
(MORE TO FOLLOW) Dow Jones Newswires
October 24, 2018 10:56 ET (14:56 GMT)
proxy holder allowing the latter to exercise the voting rights at his
discretion (e.g. management companies).
v Applicable in the cases provided for in Article 10 (b) to (h) of Directive
2004/109/EC (DTR5.2.1 (b) to (h). This should be the full name of the
shareholder who is the counterparty to the natural person or legal entity
referred to in Article 10 of that Directive (DTR5.2) unless the percentage
of voting rights held by the shareholder is lower than the lowest notifiable
threshold for the disclosure of voting rights holdings in accordance with
national practices (e.g. identification of funds managed by management
companies).
vi The date on which threshold is crossed or reached should be the date on
which the acquisition or disposal took place or the other reason triggered
the notification obligation. For passive crossings, the date when the
corporate event took effect.
vii The total number of voting rights shall be composed of all the shares,
including depository receipts representing shares, to which voting rights
are attached even if the exercise thereof is suspended.
viii If the holding has fallen below the lowest applicable threshold in
accordance with national law, please note that it might not be necessary in
accordance with national law to disclose the extent of the holding, only
that the new holding is below that threshold.
ix In case of combined holdings of shares with voting rights attached
"direct holding" and voting rights "indirect holding", please split the
voting rights number and percentage into the direct and indirect columns -
if there is no combined holdings, please leave the relevant box blank.
x Date of maturity/expiration of the financial instrument i.e. the date when
right to acquire shares ends.
xi If the financial instrument has such a period - please specify this
period - for example once every 3 months starting from [date].
xii In case of cash settled instruments the number and percentages of voting
rights is to be presented on a delta-adjusted basis (Article 13(1a) of
Directive 2004/109/EC) (DTR 5.3.3.A).
xiii If the person subject to the notification obligation is either
controlled and/or does control another undertaking then the second option
applies.
xiv The full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity has to be presented also in the
cases, in which only on subsidiary level a threshold is crossed or reached
and the subsidiary undertaking discloses the notification as only thus the
markets get always the full picture of the group holdings. In case of
multiple chains through which the voting rights and/or financial instruments
are effectively held the chains have to be presented chain by chain leaving
a row free between different chains (e.g.: A, B, C, free row, A, B, D, free
row, A, E, F etc.).
xv The names of controlled undertakings through which the voting rights
and/or financial instruments are effectively held have to be presented
irrespectively whether the controlled undertakings cross or reach the lowest
applicable threshold themselves.
xvi Example: Correction of a previous notification.
ISIN: GB0007739609
Category Code: HOL
TIDM: TPK
LEI Code: 2138001I27OUBAF22K83
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 6317
EQS News ID: 737339
End of Announcement EQS News Service
(END) Dow Jones Newswires
October 24, 2018 10:56 ET (14:56 GMT)
