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Tern PLC (TERN) Tern PLC: Holdings in Company 03-Jan-2019 / 17:15 GMT/BST Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement. TR-1: Standard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i 1a. Identity of the issuer Tern PLC or the underlying issuer of existing shares to which voting rights are attachedii: 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X An acquisition or disposal of financial instruments An event changing the breakdown of voting rights Other (please specify)iii: 3. Details of person subject to the notification obligationiv Name Mr John Mahtani City and country of registered office (if applicable) 4. Full name of shareholder(s) (if different from 3.)v Name City and country of registered office (if applicable) 5. Date on which the 2/1/2019 threshold was crossed or reachedvi: 6. Date on which issuer 3/1/2019 notified (DD/MM/YYYY): 7. Total positions of person(s) subject to the notification obligation % of % of voting Total Total number of voting rights through of both voting rights of rights financial in % issuervii attache instruments (8.A + d to (total of 8.B 1 8.B) shares + 8.B 2) (total of 8. A) Resulting 6.97 6.97 situation on the date on which threshold 236,676,887 was crossed or reached Position of 7.01 7.01 previous notificatio n (if applicable) 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii A: Voting rights attached to shares Class/type Number of voting rightsix % of voting of rights shares ISIN code (if possible) Direct Indirect Direct Indirect (Art 9 of (Art 10 of (Art 9 of (Art 10 Directive Directive Directive of 2004/109/EC) 2004/109/EC) 2004/109/EC) Directiv (DTR5.1) (DTR5.2.1) (DTR5.1) e 2004/109 /EC) (DTR5.2. 1) 1 6.97 16,489,545 SUBTOTAL 6.97 8. A 16,489,545 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR22.214.171.124 (a)) Type of Expiration Exercise/ Number of voting % financial datex Conversion rights that may be of instrument Periodxi acquired if the vo instrument is ti ng ri gh exercised/converted. ts n/a SUBTOTAL 8. B 1 B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR126.96.36.199 (b)) Type Expiration Exercise/ Physical or cash Number % of datex Conversion of of finan Period xi voting vo cial rights ti instr settlementxii ng ument ri gh ts n/a SUBTOTAL 8.B.2 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) Namexv % of voting % of Total of both if it equals or rights if voting is higher than the notifiable it equals rights threshold or is through higher than financia the l notifiable instrume threshold nts if it equals or is higher than the notifiab le threshol d n/a 10. In case of proxy voting, please identify: Name of the proxy holder The number and % of voting rights held The date until which the voting rights will be held 11. Additional informationxvi n/a Place of completion London Date of completion 3/1/19 ISIN: GB00BFPMV798 Category Code: HOL TIDM: TERN LEI Code: 2138005F87SODHL9CQ36 Sequence No.: 7098 EQS News ID: 763323 End of Announcement EQS News Service
(END) Dow Jones Newswires
January 03, 2019 12:16 ET (17:16 GMT)