Custodian REIT plc (CREI)
Custodian REIT plc: Holdings in Company
09-Sep-2019 / 17:38 GMT/BST
Dissemination of a Regulatory Announcement that contains inside information
according to REGULATION (EU) No 596/2014 (MAR), transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format
if possible)i
1a. Identity of the issuer Custodian REIT plc
or the underlying issuer
of existing shares to
which voting rights are
attachedii:
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the
appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial
instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification
obligationiv
Name Mattioli Woods plc
City and country of Leicester, England
registered office (if
applicable)
4. Full name of shareholder(s) (if different from 3.)v
Name See Section 9
City and country of See Section 9
registered office (if
applicable)
5. Date on which the 06/09/19
threshold was crossed or
reachedvi:
6. Date on which issuer 09/09/19
notified (DD/MM/YYYY):
7. Total positions of person(s) subject to the
notification obligation
% of % of voting Total Total number of
voting rights through of both voting rights of
rights financial in % issuervii
attache instruments (8.A +
d to (total of 8.B 1 8.B)
shares + 8.B 2)
(total
of 8.
A)
Resulting 5.99% 5.99% 408,203,344
situation
on the date
on which
threshold
was crossed
or reached
Position of 6.04% 6.04% 398,203,344
previous
notificatio
n (if
applicable)
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type Number of voting rightsix % of voting
of rights
shares
ISIN code
(if
possible)
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10
Directive Directive Directive of
2004/109/EC) 2004/109/EC) 2004/109/EC) Directiv
(DTR5.1) (DTR5.2.1) (DTR5.1) e
2004/109
/EC)
(DTR5.2.
1)
Ordinary 24,438,362 5.99%
shares of 1p
each
ISIN:
GB00BJFLFT45
SUBTOTAL 8. 24,438,362 5.99%
A
B 1: Financial Instruments according to Art. 13(1)(a) of
Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting %
financial datex Conversion rights that may be of
instrument Periodxi acquired if the vo
instrument is ti
ng
ri
gh
exercised/converted. ts
N/A
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
Type Expiration Exercise/ Physical or cash Number %
of datex Conversion of of
financ Period xi voting vo
ial rights ti
instru settlementxii ng
ment ri
gh
ts
N/A
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation
is not controlled by any natural person or
legal entity and does not control any other
undertaking(s) holding directly or indirectly
an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through X
which the voting rights and/or the
financial instruments are effectively held
starting with the ultimate controlling natural
person or legal entityxiv (please add
additional rows as necessary)
Namexv % of % of Total of both if it equals
voting voting or is higher than the
rights if rights notifiable threshold
it equals through
or is financia
higher l
than the instrume
notifiable nts if
threshold it
equals
or is
higher
than the
notifiab
le
threshol
d
Discretionary
Client
Portfolios
(held under
following
custodians)
Pershing<3%<3% (1.38%)
Nominees (1.38%)
Limited
FNZ Nominees<3%<3% (0.08%)
Limited (0.08%)
Mattioli Woods
Funds (held
under
following
custodian)
Société 4.53% 4.53%
Générale
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of
voting rights held
The date until which the
voting rights will be
held
11. Additional informationxvi
Place of completion Newmarket, England
Date of completion 9 September 2019
Annex: Notification of major holdings (to be filed with the FCA
only)
A: Identity of the person subject to the notification
obligation
Full name (including legal Mattioli Woods plc
form for legal entities)
Contact address (registered 1 New Walk Place, Leicester, LE1
office for legal entities) 6RU
E-Mail jonathon.marchant@mattioliwoods.com
Phone number / Fax number 0116 240 8706
Other useful information
(at least legal
representative for legal
persons)
B: Identity of the notifier, if applicable
Full name Jonathon Marchant (Investment
Analyst)
Contact address Mattioli Woods, Cheveley House,
Fordham Road, Newmarket, Suffolk,
CB8 7XN
E-Mail jonathon.marchant@mattioliwoods.com
[1]
Phone number / Fax number 01638 564230
Other useful information
(e.g. functional
relationship with the person
or legal entity subject to
the notification obligation)
C: Additional information
The shares referred to in section 9 are held in portfolios
managed by those firms on a discretionary basis for clients
under investment management agreements. This disclosure has
been calculated based on issue share capital amount
408,203,344.
Please send the completed form together with this annex to the FCA at the
following email
address: Majorshareholdings@fca.org.uk. Please send in Microsoft Word format
if possible.
Notes
i Please note that national forms may vary due to specific national
legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the
applicable thresholds or information regarding capital holdings.
ii Full name of the legal entity and further specification of the issuer or
underlying issuer, provided it is reliable and accurate (e.g. address, LEI,
domestic number identity). Indicate in the relevant section whether the
issuer is a non UK issuer.
iii Other reason for the notification could be voluntary notifications,
changes of attribution of the nature of the holding (e.g. expiring of
financial instruments) or acting in concert.
iv This should be the full name of (a) the shareholder; (b) the natural
person or legal entity acquiring, disposing of or exercising voting rights
in the cases provided for in DTR5.2.1 (b) to (h)/ Article 10 (b) to (h) of
Directive 2004/109/EC; (c) all parties to the agreement referred to in
Article 10 (a) of Directive 2004/109/EC (DTR5.2.1 (a)) or (d) the holder of
financial instruments referred to in Article 13(1) of Directive 2004/109/EC
(DTR5.3.1).
As the disclosure of cases of acting in concert may vary due to the specific
circumstances (e.g. same or different total positions of the parties,
entering or exiting of acting in concert by a single party) the standard
form does not provide for a specific method how to notify cases of acting in
concert.
In relation to the transactions referred to in points (b) to (h) of Article
10 of Directive 2004/109/EC (DTR5.2.1 (b) to (h)), the following list is
provided as indication of the persons who should be mentioned:
- in the circumstances foreseen in letter (b) of Article 10 of that
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September 09, 2019 12:38 ET (16:38 GMT)
