DJ TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective
of Europe-wide distribution
21-Jan-2021 / 15:49 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: TUI AG
Street: Karl-Wiechert-Allee 4
Postal code: 30625
City: Hannover
Germany
Legal Entity Identifier (LEI): 529900SL2WSPV293B552
2. Reason for notification
Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Natural person (first name, surname): Alexey A. Mordashov
Date of birth: 26 Sep 1965
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
Unifirm Limited
5. Date on which threshold was crossed or reached:
13 Jan 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 24.89 % 11.11 % 36.00 % 1099393634
Previous 24.89 % n/a % 24.89 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000TUAG000 0 273656380 0.00 % 24.89 %
Total 273656380 24.89 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or Exercise or conversion Voting rights Voting rights
maturity date period absolute in %
Forward Purchase subscription rights Until 26 January 2021 57261103 5.21 %
DE000TUAG109
Total 57261103 5.21 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or Exercise or Cash or physical Voting rights Voting
maturity date conversion period settlement absolute rights in %
Backstop Commitment re Physical 122125328 11.11 %
acquisition voting shares
Total 122125328 11.11 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
Alexey A. Mordashov % % %
Severgroup Limited % % %
Liability Company
Rayglow Limited % % %
Unifirm Limited 24.89 % 11.11 % 36.00 %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Forward Purchase and Backstop Commitment do not apply cumulatively, as the acquisition of voting shares as a result
of exercising subscription rights delivered under the Forward Purchase would reduce the number of voting shares to
which the Backstop Commitment applies.
Date
19 Jan 2021
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ISIN: DE000TUAG000
Category Code: HOL
TIDM: TUI
LEI Code: 529900SL2WSPV293B552
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 92001
EQS News ID: 1162372
End of Announcement EQS News Service
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January 21, 2021 09:50 ET (14:50 GMT)
