DJ OTAQ Plc: Holding(s) in Company
OTAQ Plc (OTAQ)
OTAQ Plc: Holding(s) in Company
20-Apr-2021 / 17:24 GMT/BST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
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TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting OTAQ PLC
rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name ELIE DANGOOR
City and country of registered office (if applicable) LONDON
4. Full name of shareholder(s) (if different from 3.)v
Name THE BANK OF NEW YORK
(NOMINEES) LIMITED
City and country of registered office (if applicable) LONDON
5. Date on which the threshold was crossed or reachedvi: 17 MARCH 2021
6. Date on which issuer notified (DD/MM/YYYY): 19 APRIL 2021
7. Total positions of person(s) subject to the notification obligation
Total
% of voting rights of
% of voting rights attached through financial both Total number of
to shares (total of 8. A) instruments in % voting rights of
(total of 8.B 1 + 8.B 2) (8.A issuervii
+
8.B)
Resulting situation on the date on 3.83% 3.83% 30,770,783
which threshold was crossed or reached
Position of previous notification (if
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Number of voting rightsix % of voting rights
Class/type of
shares Direct Indirect
Direct Indirect
ISIN code (if (Art 9 of (Art 10 of
possible) Directive 2004/ Directive 2004/ (Art 9 of Directive 2004/109/ (Art 10 of Directive 2004/109/
109/EC) (DTR5.1) 109/EC) EC) (DTR5.1) EC) (DTR5.2.1)
(DTR5.2.1)
GB00BK6JQ137 1,177,905 3.83%
SUBTOTAL 8. A 1,177,905 3.83%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Exercise/ Number of voting rights that may be
Type of financial Expiration Conversion acquired if the instrument is % of voting rights
instrument datex Periodxi
exercised/converted.
SUBTOTAL 8.
B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
Expiration Exercise/ Physical or cash % of voting
datex Conversion Period xi Number of voting rights rights
settlementxii
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and
does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) X
issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as necessary)
% of voting rights if it equals % of voting rights through financial Total of both if it
Namexv or is higher than the notifiable instruments if it equals or is higher than equals or is higher than
threshold the notifiable threshold the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be
held
11. Additional informationxvi
Place of completion LONDON
Date of completion 20 APRIL 2021 -----------------------------------------------------------------------------------------------------------------------
ISIN: GB00BK6JQ137
Category Code: HOL
TIDM: OTAQ
LEI Code: 213800CZGMYB5XTUXJ52
Sequence No.: 100175
EQS News ID: 1186855
End of Announcement EQS News Service
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(END) Dow Jones Newswires
April 20, 2021 12:25 ET (16:25 GMT)
