DJ TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective
of Europe-wide distribution
19-Jul-2021 / 16:48 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
=----------------------------------------------------------------------------------------------------------------------
Notification of Major Holdings
1. Details of issuer
Name: TUI AG
Street: Karl-Wiechert-Allee 4
Postal code: 30625
City: Hannover
Germany
Legal Entity Identifier (LEI): 529900SL2WSPV293B552
2. Reason for notification
Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
14 Jul 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 0.17 % 5.29 % 5.46 % 1099393634
Previous 0.11 % 4.91 % 5.03 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000TUAG000 0 1815325 0.00 % 0.17 %
Total 1815325 0.17 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights
date period absolute in %
Right to recall shares lent out n/a n/a 3585000 0.33 %
Internal right to recall shares n/a n/a 5795781 0.53 %
lent out
Total 9380781 0.85 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or Exercise or Cash or physical Voting rights Voting
maturity date conversion period settlement absolute rights in %
Third Party convertible bonds - 16/04/2028 16/04/2028 Physical 18683223 1.70 %
right of use held
Convertible bonds 16/04/2028 16/04/2028 Physical 6022632 0.55 %
Right to recall convertible 16/04/2028 16/04/2028 Physical 1100108 0.10 %
bonds lent out
Equity Swap 02/09/2021 - 12/07 02/09/2021 - 12/07/ Cash 23004226 2.09 %
/2028 2028
Total 48810189 4.44 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
JPMorgan Chase & Co. % % %
JPMorgan Chase Bank, % % %
National Association
J.P. Morgan International % % %
Finance Limited
J.P. Morgan Capital % % %
Holdings Limited
J.P. Morgan Securities % % %
plc
- % % %
JPMorgan Chase & Co. % % %
JPMorgan Chase Holdings % % %
LLC
J.P. Morgan Broker-Dealer % % %
Holdings Inc.
J.P. Morgan Securities % % %
LLC
- % % %
JPMorgan Chase & Co. % % %
JPMorgan Chase Bank, % % %
National Association
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
16 Jul 2021
-----------------------------------------------------------------------------------------------------------------------
ISIN: DE000TUAG000
Category Code: HOL
TIDM: TUI
LEI Code: 529900SL2WSPV293B552
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 117959
EQS News ID: 1220026
End of Announcement EQS News Service
=------------------------------------------------------------------------------------
Image link:
https://eqs-cockpit.com/cgi-bin/fncls.ssp?fn=show_t_gif&application_id=1220026&application_name=news
(END) Dow Jones Newswires
July 19, 2021 10:48 ET (14:48 GMT)
© 2021 Dow Jones News
