DJ TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
TUI AG (TUI) TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 24-Apr-2023 / 18:24 CET/CEST The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings 1. Details of issuer
Name: TUI AG
Street: Karl-Wiechert-Allee 4
Postal code: 30625
City: Hannover
Germany
Legal Entity Identifier (LEI): 529900SL2WSPV293B552
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X Other reason:
Non-applying of trading book exemption according to sec. 36 para. 1 WpHG
3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A.
City of registered office, country: Paris, France
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
17 Apr 2023
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 0.75 % 4.82 % 5.56 % 178520585
Previous 0 % 0 % 0 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000TUAG505 1330136 0 0.75 % 0.00 %
Total 1330136 0.75 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights in
date period absolute %
Right to recall lent N/A N/A 144156 0.08 %
securities
Convertible Bonds 30.03.2028 30.03.2028 1544766 0.87 %
Certificates 23.06.2023-22.12.2023 23.06.2023-22.12.2023 341988 0.19 %
Total 2030910 1.14 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or Exercise or Cash or physical Voting rights Voting rights
maturity date conversion period settlement absolute in %
OTC Call Options on 03.01.2033 Until 03.01.2033 Cash 248296 0.14 %
Basket
Certificates 28.04.2023 28.04.2023 Cash 1730 0 %
Contracts For N/A N/A Cash 1979433 1.11 %
Difference
OTC Call Options 16.06.2023-03.01.2033 Until Cash 1198462 0.67 %
16.06.2023-03.01.2033
OTC Put Options 03.01.2033 Until 03.01.2033 Cash 1879549 1.05 %
Listed Put Options 16.06.2023 Until 16.06.2023 Cash 104194 0.06 %
Listed Call Warrants 16.06.2023-03.01.2033 Until Cash 626202 0.35 %
16.06.2023-03.01.2033
Listed Call Warrants 03.01.2033 03.01.2033 Cash 78634 0.04 %
on Basket
Listed Put Warrants 03.01.2025-03.01.2033 Until Cash 454470 0.25 %
03.01.2025-03.01.2033
Total 6570970 3.68 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
Société Générale % % %
S.A.
Société Générale % % %
Effekten GmbH
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
21 Apr 2023
----------------------------------------------------------------------------------------------------------------------- Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.
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ISIN: DE000TUAG505 Category Code: HOL TIDM: TUI LEI Code: 529900SL2WSPV293B552 OAM Categories: 2.3. Major shareholding notifications Sequence No.: 239151 EQS News ID: 1615615 End of Announcement EQS News Service =------------------------------------------------------------------------------------
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(END) Dow Jones Newswires
April 24, 2023 12:25 ET (16:25 GMT)
