DJ TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
TUI AG (TUI) TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 30-May-2023 / 16:55 CET/CEST The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings 1. Details of issuer
Name: TUI AG
Street: Karl-Wiechert-Allee 4
Postal code: 30625
City: Hannover
Germany
Legal Entity Identifier (LEI): 529900SL2WSPV293B552
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
UBS AG
5. Date on which threshold was crossed or reached:
23 May 2023
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 4.09 % 0.88 % 4.97 % 507431033
Previous 4.2 % 0.86 % 5.06 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000TUAG505 0 20741688 0 % 4.09 %
Total 20741688 4.09 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights in
date period absolute %
Right to recall lent At any time 1878329 0.37 %
shares
Right of use over shares At any time 920560 0.18 %
Long Call Option 15/12/2023 84000 0.02 %
Total 2882889 0.57 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or Exercise or Cash or physical Voting rights Voting rights
maturity date conversion period settlement absolute in %
Exchangable bonds 16/04/2028 27/05/2021 -30/03/ Physical 491176 0.1 %
(DE000A3E5KG2) 2028
Swaps on Baskets 09/05/2024-01/01/ Cash 91723 0.02 %
2031
Rights of use over At any time Physical 10182 0 %
Exchangeable Bonds
Short Put Option 15/12/2023-18/12/ Physical 991595 0.2 %
2026
Total 1584676 0.31 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
UBS Group AG % % %
UBS AG 3.91 % % %
UBS Switzerland AG % % %
- % % %
UBS Group AG % % %
UBS AG 3.91 % % %
UBS Asset Management AG % % %
UBS Asset Management % % %
(Singapore) Ltd
- % % %
UBS Group AG % % %
UBS AG 3.91 % % %
UBS Asset Management AG % % %
UBS Asset Management % % %
Holding (No. 2) Ltd
UBS Asset Management % % %
Holding Ltd
UBS Asset Management (UK) % % %
Limited
- % % %
UBS Group AG % % %
UBS AG 3.91 % % %
UBS Asset Management AG % % %
UBS Asset Management % % %
Holding (No. 2) Ltd
UBS Asset Management % % %
Holding Ltd
UBS Asset Management Life % % %
Ltd
- % % %
UBS Group AG % % %
UBS AG 3.91 % % %
UBS Asset Management AG % % %
UBS Asset Management % % %
Switzerland AG
UBS Fund Management % % %
(Switzerland) AG
- % % %
UBS Group AG % % %
UBS AG 3.91 % % %
UBS Asset Management AG % % %
UBS Fund Management % % %
(Luxembourg) S.A.
- % % %
UBS Group AG % % %
UBS AG 3.91 % % %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Securities LLC % % %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
26 May 2023
----------------------------------------------------------------------------------------------------------------------- Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.
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ISIN: DE000TUAG505 Category Code: HOL TIDM: TUI LEI Code: 529900SL2WSPV293B552 OAM Categories: 2.3. Major shareholding notifications Sequence No.: 247359 EQS News ID: 1645209 End of Announcement EQS News Service =------------------------------------------------------------------------------------
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(END) Dow Jones Newswires
May 30, 2023 10:55 ET (14:55 GMT)
