DJ TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
TUI AG (TUI) TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 19-Jun-2023 / 18:17 CET/CEST The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings 1. Details of issuer
Name: TUI AG
Street: Karl-Wiechert-Allee 4
Postal code: 30625
City: Hannover
Germany
Legal Entity Identifier (LEI): 529900SL2WSPV293B552
2. Reason for notification
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
X Disclosure triggered due to the legal closing of the merger between UBS Group AG and Credit Suisse
Group AG and the aggregation of the relevant interest of both companies as upon closing Credit Suisse
Group AG ceased to exist and UBS Group AG was the surviving entity.
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
UBS AG
5. Date on which threshold was crossed or reached:
12 Jun 2023
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 3.97 % 1.79 % 5.75 % 507431033
Previous 4.09 % 0.88 % 4.97 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000TUAG505 0 20123624 0 % 3.97 %
Total 20123624 3.97 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights in
date period absolute %
Right to recall lent shares At any time 1833897 0.36 %
Right to recall undetermined at any time 1031644 0.2 %
Right of use over shares At any time 627561 0.12 %
Right of use over At any time 10888 0 %
Convertibles
Long Call Option 16/06/2023 - 20/06/2025 1740705 0.34 %
Long Call Option 15/12/2023 84000 0.02 %
Total 5328695 1.05 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or Exercise or Cash or physical Voting rights Voting rights
maturity date conversion period settlement absolute in %
Exchangable bonds 16/04/2028 27/05/2021 -30/03/ Physical 498674 0.1 %
(DE000A3E5KG2) 2028
Swaps on Baskets 30/01/2024- 04/02/ Cash 33663 0.01 %
2026
Short Put Option 16/06/2023 - 20/06/ Physical 2443946 0.48 %
2025
Short Put Option 20/12/2024- 18/12/ Physical 755520 0.15 %
2026
Call option 16/06/2023 Cash 10214 0 %
Total 3742017 0.74 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
% of voting rights (if % of voting rights through Total of both (if at
Name at least 3% or more) instruments (if at least 5% or least 5% or more)
more)
UBS Group AG % % %
UBS AG 3.62 % % %
UBS Switzerland AG % % %
- % % %
UBS Group AG % % %
UBS AG 3.62 % % %
UBS Asset Management AG % % %
UBS Asset Management (Singapore) Ltd % % %
- % % %
UBS Group AG % % %
UBS AG 3.62 % % %
UBS Asset Management AG % % %
UBS Asset Management Holding (No. 2) % % %
Ltd
UBS Asset Management Holding Ltd % % %
UBS Asset Management (UK) Ltd % % %
- % % %
UBS Group AG % % %
UBS AG 3.62 % % %
UBS Asset Management AG % % %
UBS Asset Management Holding (No. 2) % % %
Ltd
UBS Asset Management Holding Ltd % % %
UBS Asset Management Life Ltd % % %
- % % %
UBS Group AG % % %
UBS AG 3.62 % % %
UBS Asset Management AG % % %
UBS Asset Management Switzerland AG % % %
UBS Fund Management (Switzerland) AG % % %
- % % %
UBS Group AG % % %
UBS AG 3.62 % % %
UBS Asset Management AG % % %
UBS Fund Management (Luxembourg) S.A. % % %
- % % %
UBS Group AG % % %
(MORE TO FOLLOW) Dow Jones Newswires
June 19, 2023 12:17 ET (16:17 GMT)
