DJ TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective
of Europe-wide distribution
13-Jun-2024 / 09:47 CET/CEST
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: TUI AG
Street: Karl-Wiechert-Allee 23
Postal code: 30625
City: Hannover
Germany
Legal Entity Identifier (LEI): 529900SL2WSPV293B552
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
UBS AG
5. Date on which threshold was crossed or reached:
05 Jun 2024
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 4.43 % 0.87 % 5.3 % 507431033
Previous 3.93 % 0.83 % 4.76 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000TUAG505 0 22484062 0 % 4.43 %
Total 22484062 4.43 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights in
date period absolute %
Right to Recall of Lent At any time 651682 0.13 %
shares
Right of use over shares At any time 1008109 0.2 %
Total 1659791 0.33 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or Exercise or Cash or physical Voting rights Voting rights
maturity date conversion period settlement absolute in %
Short Put Option 18/12/2026 Physical 772998 0.15 %
Right of use over Cash 82945 0.02 %
Convertible bonds
Convertible Bonds 16/04/2028 27/05/2021-30/03/ Physical 292456 0.06 %
(DE000A3E5KG2) 2028
Swaps on Baskets 13/06/2024-20/06/ Cash 1126097 0.22 %
2024
Long Call Option 18/12/2026 Physical 395198 0.08 %
Right of use over Physical 73335 0.01 %
Convertible bonds
Total 2743029 0.54 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
UBS Group AG % % %
UBS AG 4.03 % % %
UBS Switzerland AG % % %
- % % %
UBS Group AG % % %
UBS AG 4.03 % % %
UBS Europe SE % % %
- % % %
UBS Group AG % % %
UBS AG 4.03 % % %
UBS Asset Management AG % % %
UBS Asset Management % % %
(Singapore) Ltd
- % % %
UBS Group AG % % %
UBS AG 4.03 % % %
UBS Asset Management AG % % %
UBS Asset Management % % %
Holding (No. 2) Ltd
UBS Asset Management % % %
Holding Ltd
UBS Asset Management (UK) % % %
Limited
- % % %
UBS Group AG % % %
UBS AG 4.03 % % %
UBS Asset Management AG % % %
UBS Asset Management % % %
Holding (No. 2) Ltd
UBS Asset Management % % %
Holding Ltd
UBS Asset Management Life % % %
Limited
- % % %
UBS Group AG % % %
UBS AG 4.03 % % %
UBS Asset Management AG % % %
UBS Asset Management % % %
Switzerland AG
UBS Fund Management % % %
(Switzerland) AG
- % % %
UBS Group AG % % %
UBS AG 4.03 % % %
UBS Asset Management AG % % %
UBS Fund Management % % %
(Luxembourg) S.A.
- % % %
UBS Group AG % % %
UBS AG 4.03 % % %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Securities LLC % % %
- % % %
UBS Group AG % % %
UBS AG 4.03 % % %
Credit Suisse % % %
International
- % % %
UBS Group AG % % %
UBS AG 4.03 % % %
Credit Suisse (Schweiz) % % %
AG
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
10 Jun 2024
----------------------------------------------------------------------------------------------------------------------- Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.
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ISIN: DE000TUAG505 Category Code: HOL TIDM: TUI LEI Code: 529900SL2WSPV293B552 OAM Categories: 2.3. Major shareholding notifications Sequence No.: 327835 EQS News ID: 1924525 End of Announcement EQS News Service =------------------------------------------------------------------------------------
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(END) Dow Jones Newswires
June 13, 2024 03:47 ET (07:47 GMT)
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