Providing greater control, real-time operations, and scalable U.S. capital market access
Alpaca, a self-clearing broker-dealer and brokerage infrastructure, announced today that it has been approved as a clearing member by The Options Clearing Corporation (OCC), the world's largest equity derivatives clearing organization, and the Fixed Income Clearing Corporation (FICC), which provides central clearing for U.S. government Treasuries and repurchase agreements.
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Alpaca, a self-clearing broker-dealer and brokerage infrastructure, announced today that it has been approved as a clearing member by The Options Clearing Corporation (OCC), the world's largest equity derivatives clearing organization, and the Fixed Income Clearing Corporation (FICC), which provides central clearing for U.S. government Treasuries and repurchase agreements.
These regulatory approvals build on Alpaca's existing clearing capabilities for U.S. equities through the DTCC and position the company as a robust multi-asset, self-clearing broker-dealer. These recent approvals pave the way for Alpaca to offer seamless access to U.S. stocks, ETFs, options, and fixed income through its proprietary, API-first brokerage infrastructure.
"Being approved as a clearing member of OCC and FICC is a pivotal moment for Alpaca. We've built and can operate a fully in-house, multi-asset clearing infrastructure from the ground up," said Yoshi Yokokawa, CEO Co-Founder of Alpaca. "This delivers lower friction, real-time operations, and seamless access to U.S. markets across equities, options, and treasuries for our partners."
With OCC and FICC memberships approved and in combination with Alpaca's existing DTCC clearing status, the company will eliminate its reliance on third-party clearing brokers across multiple asset classes. Additionally, this will provide Alpaca with full control over the trading lifecycle from execution to settlement while benefiting its global partners with greater workflow flexibility, real-time post-trade visibility, and fast trade processing.
Alpaca's combined clearing memberships with DTCC and now OCC and FICC reinforce its position as a full-stack brokerage infrastructure and FINRA-registered broker-dealer.
Earlier this year, the company launched both U.S. listed options and U.S. Treasuries offering for partners, creating new customer growth opportunities while underscoring its mission to open financial services to everyone on the planet.
About Alpaca
Alpaca is a U.S.-headquartered self-clearing broker-dealer and brokerage infrastructure for stocks, ETFs, options, fixed income, and 24/5 trading raising over USD170 million in funding. Alpaca is backed by top-tier investors globally, including Portage Ventures, Spark Capital, Tribe Capital, Social Leverage, Horizons Ventures, Unbound, SBI Group, Derayah Financial, Elefund, and Y Combinator.
Options trading is not suitable for all investors due to its inherent high risk, which can potentially result in significant losses. Please read Characteristics and Risks of Standardized Options before investing. Fixed income securities can experience a greater risk of principal loss when interest rates rise. These investments are also subject to additional risks, including credit quality fluctuations, market volatility, liquidity constraints, prepayment or early redemption, corporate actions, tax implications, and other influencing factors. All investments involve risk; for more information, please see our Disclosure Library. Brokerage services are provided by Alpaca Securities LLC (member FINRA/SIPC), a subsidiary of AlpacaDB, Inc. Crypto services are provided by Alpaca Crypto LLC, a FinCEN-registered MSB (NMLS #2160858) and AlpacaDB subsidiary; it is not a SIPC or FINRA member, crypto assets are not FDIC or SIPC insured. Technology and Services offered by AlpacaDB, Inc. This is not an offer, solicitation, or advice to buy, sell, or open accounts in any jurisdiction where Alpaca is unlicensed.
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Contacts:
Media Contact
Patrick Valoppi
press@alpaca.markets
