Rathbone Brothers Plc (the 'Company')
Executive Incentive Plan awards for 2017 The Company announces that in accordance with the rules of the Rathbone Brothers Plc 2015 Executive Incentive Plan, 20% of award made on 23 March 2017 to the following PDMRs have vested. The vested shares are subject to a sale restriction period
The following announcement and notification is made in accordance with the EU Market Abuse Regulation.
Notification and public disclosure of transactions by persons discharging managerial responsibilities.
+--+---------------------------------------------------------------------------+ |1 |Details of the person discharging managerial responsibilities/person | | |closely associated | +--+--------------------------------------+------------------------------------+ |a)|Name |Philip Howell | +--+--------------------------------------+------------------------------------+ |2 |Reason for the notification | +--+--------------------------------------+------------------------------------+ |a)|Position/status |PDMR | +--+--------------------------------------+------------------------------------+ |b)|Initial notification/Amendment |Initial notification | +--+--------------------------------------+------------------------------------+ |3 |Details of the issuer, emission allowance market participant, auction | | |platform, auctioneer or auction monitor | +--+--------------------------------------+------------------------------------+ |a)|Name |Rathbone Brothers Plc | +--+--------------------------------------+------------------------------------+ |b)|LEI | | | | |213800MBTHM6UE8ZQP29 | +--+--------------------------------------+------------------------------------+ | |Details of the transaction(s): section to be repeated for (i) each type of | |4 |instrument; (ii) each type of transaction; (iii) each date; and (iv) each | | |place where transactions have been conducted | +--+--------------------------------------+------------------------------------+ | |Description of the financial |5p Ordinary Shares | | |instrument, type of instrument | | | +--------------------------------------+------------------------------------+ |a)|Identification code |ISIN: GB0002148343 | | +--------------------------------------+------------------------------------+ | | | | | | |Shares of 5p each | | | | | +--+--------------------------------------+------------------------------------+ | | |Share award vesting pursuant to the | |b)|Nature of the transaction |Rathbone Brothers Plc 2015 Executive| | | |Incentive Plan | +--+--------------------------------------+--------+---------------------------+ | | |Price(s)| Volume(s) | |c)|Price(s) and volume(s) +--------+---------------------------+ | | | £0.00| 3,179| +--+--------------------------------------+--------+---------------------------+ | |Aggregated information | | | | | * Not applicable - single | |d)|- Aggregated volume | transaction | | | | | | |- Price | | +--+--------------------------------------+------------------------------------+ |e)|Date of the transaction |23/03/2018 | +--+--------------------------------------+------------------------------------+ |f)|Place of the transaction |N/A | +--+--------------------------------------+------------------------------------+
+--+---------------------------------------------------------------------------+ |1 |Details of the person discharging managerial responsibilities/person | | |closely associated | +--+--------------------------------------+------------------------------------+ |a)|Name |Paul Stockton | +--+--------------------------------------+------------------------------------+ |2 |Reason for the notification | +--+--------------------------------------+------------------------------------+ |a)|Position/status |PDMR | +--+--------------------------------------+------------------------------------+ |b)|Initial notification/Amendment |Initial notification | +--+--------------------------------------+------------------------------------+ |3 |Details of the issuer, emission allowance market participant, auction | | |platform, auctioneer or auction monitor | +--+--------------------------------------+------------------------------------+ |a)|Name |Rathbone Brothers Plc | +--+--------------------------------------+------------------------------------+ |b)|LEI | | | | |213800MBTHM6UE8ZQP29 | +--+--------------------------------------+------------------------------------+ | |Details of the transaction(s): section to be repeated for (i) each type of | |4 |instrument; (ii) each type of transaction; (iii) each date; and (iv) each | | |place where transactions have been conducted | +--+--------------------------------------+------------------------------------+ | |Description of the financial |ISIN: GB0002148343 | |a)|instrument, type of instrument | | | | | | | |Identification code | Shares of 5p each | +--+--------------------------------------+------------------------------------+ | | |Share award vesting pursuant to the | |b)|Nature of the transaction |Rathbone Brothers Plc 2015 Executive| | | |Incentive Plan | +--+--------------------------------------+--------+---------------------------+ | | |Price(s)| Volume(s) | |c)|Price(s) and volume(s) +--------+---------------------------+ | | | £0.00| 2,021 | +--+--------------------------------------+--------+---------------------------+ | |Aggregated information | | | | | | |d)| - Aggregated volume | * Not applicable - single | | | | transaction | | | | | | |- Price | | +--+--------------------------------------+------------------------------------+ |e)|Date of the transaction |23/03/2018 | +--+--------------------------------------+------------------------------------+ |f)|Place of the transaction |N/A | +--+--------------------------------------+------------------------------------+
+--+---------------------------------------------------------------------------+ |1 |Details of the person discharging managerial responsibilities/person | | |closely associated | +--+--------------------------------------+------------------------------------+ |a)|Name |Mike Bolsover | +--+--------------------------------------+------------------------------------+ |2 |Reason for the notification | +--+--------------------------------------+------------------------------------+ |a)|Position/status |PDMR | +--+--------------------------------------+------------------------------------+ |b)|Initial notification/Amendment |Initial notification | +--+--------------------------------------+------------------------------------+ |3 |Details of the issuer, emission allowance market participant, auction | | |platform, auctioneer or auction monitor | +--+--------------------------------------+------------------------------------+ |a)|Name |Rathbone Brothers Plc | +--+--------------------------------------+------------------------------------+ |b)|LEI | | | | |213800MBTHM6UE8ZQP29 | +--+--------------------------------------+------------------------------------+ | |Details of the transaction(s): section to be repeated for (i) each type of | |4 |instrument; (ii) each type of transaction; (iii) each date; and (iv) each | | |place where transactions have been conducted | +--+--------------------------------------+------------------------------------+ | |Description of the financial | | |a)|instrument, type of instrument |ISIN: GB0002148343 | | | |Shares of 5p each | | |Identification code | | +--+--------------------------------------+------------------------------------+ | | |Share award vesting pursuant to the | |b)|Nature of the transaction |Rathbone Brothers Plc 2015 Executive| | | |Incentive Plan | +--+--------------------------------------+--------+---------------------------+ | | |Price(s)| Volume(s) | |c)|Price(s) and volume(s) +--------+---------------------------+ | | | £0.00| 1,397| +--+--------------------------------------+--------+---------------------------+ | |Aggregated information | | |d)| | * Not applicable - single | | |- Aggregated volume | transaction | | |- Price | | +--+--------------------------------------+------------------------------------+ |e)|Date of the transaction |23/03/2018 | +--+--------------------------------------+------------------------------------+ |f)|Place of the transaction |N/A | +--+--------------------------------------+------------------------------------+
+--+---------------------------------------------------------------------------+ |1 |Details of the person discharging managerial responsibilities/person | | |closely associated | +--+--------------------------------------+------------------------------------+ |a)|Name |Andrew Butcher | +--+--------------------------------------+------------------------------------+ |2 |Reason for the notification | +--+--------------------------------------+------------------------------------+ |a)|Position/status |PDMR | +--+--------------------------------------+------------------------------------+ |b)|Initial notification/Amendment |Initial notification | +--+--------------------------------------+------------------------------------+ |3 |Details of the issuer, emission allowance market participant, auction | | |platform, auctioneer or auction monitor | +--+--------------------------------------+------------------------------------+ |a)|Name |Rathbone Brothers Plc | +--+--------------------------------------+------------------------------------+ |b)|LEI | | | | |213800MBTHM6UE8ZQP29 | +--+--------------------------------------+------------------------------------+ | |Details of the transaction(s): section to be repeated for (i) each type of | |4 |instrument; (ii) each type of transaction; (iii) each date; and (iv) each | | |place where transactions have been conducted | +--+--------------------------------------+------------------------------------+ | | | | |a)|Description of the financial |ISIN: GB0002148343 | | |instrument, type of instrument |Shares of 5p each | | |Identification code | | +--+--------------------------------------+------------------------------------+ | | |Share award vesting pursuant to the | |b)|Nature of the transaction |Rathbone Brothers Plc 2015 Executive| | | |Incentive Plan | +--+--------------------------------------+--------+---------------------------+ | | |Price(s)| Volume(s) | |c)|Price(s) and volume(s) +--------+---------------------------+ | | | £0.00| 1,617| +--+--------------------------------------+--------+---------------------------+ | |Aggregated information | | | | | | |d)|- Aggregated volume | * Not applicable - single | | | | transaction | | |- Price | | +--+--------------------------------------+------------------------------------+ |e)|Date of the transaction |23/03/2018 | +--+--------------------------------------+------------------------------------+ |f)|Place of the transaction |N/A | +--+--------------------------------------+------------------------------------+
+--+---------------------------------------------------------------------------+ |1 |Details of the person discharging managerial responsibilities/person | | |closely associated | +--+--------------------------------------+------------------------------------+ |a)|Name |Mike Webb | +--+--------------------------------------+------------------------------------+ |2 |Reason for the notification | +--+--------------------------------------+------------------------------------+ |a)|Position/status |PDMR | +--+--------------------------------------+------------------------------------+ |b)|Initial notification/Amendment |Initial notification | +--+--------------------------------------+------------------------------------+ |3 |Details of the issuer, emission allowance market participant, auction | | |platform, auctioneer or auction monitor | +--+--------------------------------------+------------------------------------+ |a)|Name |Rathbone Brothers Plc | +--+--------------------------------------+------------------------------------+ |b)|LEI | | | | |213800MBTHM6UE8ZQP29 | +--+--------------------------------------+------------------------------------+ | |Details of the transaction(s): section to be repeated for (i) each type of | |4 |instrument; (ii) each type of transaction; (iii) each date; and (iv) each | | |place where transactions have been conducted | +--+--------------------------------------+------------------------------------+ | | | | | |Description of the financial |ISIN: GB0002148343 | |a)|instrument, type of instrument |Shares of 5p each | | |Identification code | | | | | | +--+--------------------------------------+------------------------------------+ | | |Share award vesting pursuant to the | |b)|Nature of the transaction |Rathbone Brothers Plc 2015 Executive| | | |Incentive Plan | +--+--------------------------------------+--------+---------------------------+ | | |Price(s)| Volume(s) | |c)|Price(s) and volume(s) +--------+---------------------------+ | | | £0.00| 1,766| +--+--------------------------------------+--------+---------------------------+ | |Aggregated information | | | | | * Not applicable - single | |d)|- Aggregated volume | transaction | | | | | | |- Price | | +--+--------------------------------------+------------------------------------+ |e)|Date of the transaction |23/03/2018 | +--+--------------------------------------+------------------------------------+ |f)|Place of the transaction |N/A | +--+--------------------------------------+------------------------------------+
+--+---------------------------------------------------------------------------+ |1 |Details of the person discharging managerial responsibilities/person | | |closely associated | +--+--------------------------------------+------------------------------------+ |a)|Name |Richard Smeeton | +--+--------------------------------------+------------------------------------+ |2 |Reason for the notification | +--+--------------------------------------+------------------------------------+ |a)|Position/status |PDMR | +--+--------------------------------------+------------------------------------+ |b)|Initial notification/Amendment |Initial notification | +--+--------------------------------------+------------------------------------+ |3 |Details of the issuer, emission allowance market participant, auction | | |platform, auctioneer or auction monitor | +--+--------------------------------------+------------------------------------+ |a)|Name |Rathbone Brothers Plc | +--+--------------------------------------+------------------------------------+ |b)|LEI | | | | |213800MBTHM6UE8ZQP29 | +--+--------------------------------------+------------------------------------+ | |Details of the transaction(s): section to be repeated for (i) each type of | |4 |instrument; (ii) each type of transaction; (iii) each date; and (iv) each | | |place where transactions have been conducted | +--+--------------------------------------+------------------------------------+ | | | | | |Description of the financial |SIN: GB0002148343 | |a)|instrument, type of instrument | | | |Identification code |Shares of 5p each | | | | | +--+--------------------------------------+------------------------------------+ | | |Share award vesting pursuant to the | |b)|Nature of the transaction |Rathbone Brothers Plc 2015 Executive| | | |Incentive Plan | +--+--------------------------------------+--------+---------------------------+ | | |Price(s)| Volume(s) | |c)|Price(s) and volume(s) +--------+---------------------------+ | | | £0.00| 1,527| +--+--------------------------------------+--------+---------------------------+ | |Aggregated information | | | | | * Not applicable - single | |d)|- Aggregated volume | transaction | | | | | | |- Price | | | | | | +--+--------------------------------------+------------------------------------+ |e)|Date of the transaction |23/03/2018 | +--+--------------------------------------+------------------------------------+ |f)|Place of the transaction |N/A | +--+--------------------------------------+------------------------------------+
+--+---------------------------------------------------------------------------+ |1 |Details of the person discharging managerial responsibilities/person | | |closely associated | +--+--------------------------------------+------------------------------------+ |a)|Name |Ivo Darnley | +--+--------------------------------------+------------------------------------+ |2 |Reason for the notification | +--+--------------------------------------+------------------------------------+ |a)|Position/status |PDMR | +--+--------------------------------------+------------------------------------+ |b)|Initial notification/Amendment |Initial notification | +--+--------------------------------------+------------------------------------+ |3 |Details of the issuer, emission allowance market participant, auction | | |platform, auctioneer or auction monitor | +--+--------------------------------------+------------------------------------+ |a)|Name |Rathbone Brothers Plc | +--+--------------------------------------+------------------------------------+ |b)|LEI | | | | |213800MBTHM6UE8ZQP29 | +--+--------------------------------------+------------------------------------+ | |Details of the transaction(s): section to be repeated for (i) each type of | |4 |instrument; (ii) each type of transaction; (iii) each date; and (iv) each | | |place where transactions have been conducted | +--+--------------------------------------+------------------------------------+ | | | | | | | | | |Description of the financial |ISIN: GB0002148343 | |a)|instrument, type of instrument | | | |Identification code |Shares of 5p each | | | | | | | | | +--+--------------------------------------+------------------------------------+ | | |Share award vesting pursuant to the | |b)|Nature of the transaction |Rathbone Brothers Plc 2015 Executive| | | |Incentive Plan | +--+--------------------------------------+--------+---------------------------+ | | |Price(s)| Volume(s) | |c)|Price(s) and volume(s) +--------+---------------------------+ | | | £0.00| 1,397| +--+--------------------------------------+--------+---------------------------+ | |Aggregated information | | | | | | |d)|- Aggregated volume | * Not applicable - single | | | | transaction | | |- Price | | +--+--------------------------------------+------------------------------------+ |e)|Date of the transaction |23/03/2018 | +--+--------------------------------------+------------------------------------+ |f)|Place of the transaction |N/A | +--+--------------------------------------+------------------------------------+
+--+---------------------------------------------------------------------------+ |1 |Details of the person discharging managerial responsibilities/person | | |closely associated | +--+--------------------------------------+------------------------------------+ |a)|Name |Andrew Morris | +--+--------------------------------------+------------------------------------+ |2 |Reason for the notification | +--+--------------------------------------+------------------------------------+ |a)|Position/status |PDMR | +--+--------------------------------------+------------------------------------+ |b)|Initial notification/Amendment |Initial notification | +--+--------------------------------------+------------------------------------+ |3 |Details of the issuer, emission allowance market participant, auction | | |platform, auctioneer or auction monitor | +--+--------------------------------------+------------------------------------+ |a)|Name |Rathbone Brothers Plc | +--+--------------------------------------+------------------------------------+ |b)|LEI | | | | |213800MBTHM6UE8ZQP29 | +--+--------------------------------------+------------------------------------+ | |Details of the transaction(s): section to be repeated for (i) each type of | |4 |instrument; (ii) each type of transaction; (iii) each date; and (iv) each | | |place where transactions have been conducted | +--+--------------------------------------+------------------------------------+ | |Description of the financial |ISIN: GB0002148343 | |a)|instrument, type of instrument | | | |Identification code |Shares of 5p each | | | | | +--+--------------------------------------+------------------------------------+ | | |Share award vesting pursuant to the | |b)|Nature of the transaction |Rathbone Brothers Plc 2015 Executive| | | |Incentive Plan | +--+--------------------------------------+--------+---------------------------+ | | |Price(s)| Volume(s) | |c)|Price(s) and volume(s) +--------+---------------------------+ | | | £0.00| 1,492| +--+--------------------------------------+--------+---------------------------+ | |Aggregated information | | | | | * Not applicable - single | |d)|- Aggregated volume | transaction | | | | | | |- Price | | +--+--------------------------------------+------------------------------------+ |e)|Date of the transaction |23/03/2018 | +--+--------------------------------------+------------------------------------+ |f)|Place of the transaction |N/A | +--+--------------------------------------+------------------------------------+
+--+---------------------------------------------------------------------------+ |1 |Details of the person discharging managerial responsibilities/person | | |closely associated | +--+--------------------------------------+------------------------------------+ |a)|Name |Rupert Baron | +--+--------------------------------------+------------------------------------+ |2 |Reason for the notification | +--+--------------------------------------+------------------------------------+ |a)|Position/status |PDMR | +--+--------------------------------------+------------------------------------+ |b)|Initial notification/Amendment |Initial notification | +--+--------------------------------------+------------------------------------+ |3 |Details of the issuer, emission allowance market participant, auction | | |platform, auctioneer or auction monitor | +--+--------------------------------------+------------------------------------+ |a)|Name |Rathbone Brothers Plc | +--+--------------------------------------+------------------------------------+ |b)|LEI | | | | |213800MBTHM6UE8ZQP29 | +--+--------------------------------------+------------------------------------+ | |Details of the transaction(s): section to be repeated for (i) each type of | |4 |instrument; (ii) each type of transaction; (iii) each date; and (iv) each | | |place where transactions have been conducted | +--+--------------------------------------+------------------------------------+ | | | | | |Description of the financial |ISIN: GB0002148343 | |a)|instrument, type of instrument | | | |Identification code |Shares of 5p each | | | | | +--+--------------------------------------+------------------------------------+ | | |Share award vesting pursuant to the | |b)|Nature of the transaction |Rathbone Brothers Plc 2015 Executive| | | |Incentive Plan | +--+--------------------------------------+--------+---------------------------+ | | |Price(s)| Volume(s) | |c)|Price(s) and volume(s) +--------+---------------------------+ | | | £0.00| 1,375| +--+--------------------------------------+--------+---------------------------+ | |Aggregated information | | | | | * Not applicable - single | |d)|- Aggregated volume | transaction | | | | | | |- Price | | | | | | +--+--------------------------------------+------------------------------------+ |e)|Date of the transaction |23/03/2018 | +--+--------------------------------------+------------------------------------+ |f)|Place of the transaction |London Stock Exchange - Main Market | +--+--------------------------------------+------------------------------------+
+--+---------------------------------------------------------------------------+ |1 |Details of the person discharging managerial responsibilities/person | | |closely associated | +--+--------------------------------------+------------------------------------+ |a)|Name |Sarah Owen-Jones | +--+--------------------------------------+------------------------------------+ |2 |Reason for the notification | +--+--------------------------------------+------------------------------------+ |a)|Position/status |PDMR | +--+--------------------------------------+------------------------------------+ |b)|Initial notification/Amendment |Initial notification | +--+--------------------------------------+------------------------------------+ |3 |Details of the issuer, emission allowance market participant, auction | | |platform, auctioneer or auction monitor | +--+--------------------------------------+------------------------------------+ |a)|Name |Rathbone Brothers Plc | +--+--------------------------------------+------------------------------------+ |b)|LEI | | | | |213800MBTHM6UE8ZQP29 | +--+--------------------------------------+------------------------------------+ | |Details of the transaction(s): section to be repeated for (i) each type of | |4 |instrument; (ii) each type of transaction; (iii) each date; and (iv) each | | |place where transactions have been conducted | +--+--------------------------------------+------------------------------------+ | |Description of the financial |ISIN: GB0002148343 | |a)|instrument, type of instrument | | | |Identification code |Shares of 5p each | +--+--------------------------------------+------------------------------------+ | | |Share award vesting pursuant to the | |b)|Nature of the transaction |Rathbone Brothers Plc 2015 Executive| | | |Incentive Plan | +--+--------------------------------------+--------+---------------------------+ | | |Price(s)| Volume(s) | |c)|Price(s) and volume(s) +--------+---------------------------+ | | | £0.00| 1,294| +--+--------------------------------------+--------+---------------------------+ | |Aggregated information | | | | | * Not applicable - single | |d)|- Aggregated volume | transaction | | | | | | |- Price | | +--+--------------------------------------+------------------------------------+ |e)|Date of the transaction |23/03/2018 | +--+--------------------------------------+------------------------------------+ |f)|Place of the transaction |N/A | +--+--------------------------------------+------------------------------------+
Ali Johnson Company Secretary
26 March 2018
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Source: Rathbone Brothers Plc via GlobeNewswire
0214834R84
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